AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 99 | $0.0 |
| Average Individual AUM | $447,686 | |
| HNW | 96 | $0.3 |
| Average HNW AUM | $3,560,641 | |
| Retail Total | 195 | $0.4 |
| Average Retail AUM | $1,980,218 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB | EL PASO-TX-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 50% | $0.2 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 18% | $0.1 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 27% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ZUNA, LLC | $0.4 | 306113 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AALOK SHAH | EDMONDS | WA | S63|2001-09-28|S65|2016-08-04 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIKA BERKENHOFF | EDMONDS | WA | S63|1996-12-04 | CHARTERED FINANCIAL ANALYST | |||||
| HANS BERKENHOFF | EDMONDS | WA | S63|1987-08-19 | CHARTERED FINANCIAL ANALYST | |||||
| CARRIE HEPBURN | EDMONDS | WA | S65|2017-04-24 | ||||||
| MICHAEL GILL-MORE | EDMONDS | WA | S63|1999-10-18 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.5 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 13% | 4 | 1 | 25% |
| 2023-04-04 | $0.4 | $0.1 | 28% | 4 | 1 | 25% |
| 2022-04-01 | $0.4 | $0.1 | 16% | 4 | 1 | 25% |
| 2021-04-05 | $0.4 | $0.1 | 29% | 5 | 0 | 0% |
| 2020-04-01 | $0.3 | $0.1 | 36% | 4 | 1 | 25% |
| 2019-04-01 | $0.3 | $0.2 | 62% | 4 | 1 | 25% |
| 2018-04-02 | $0.3 | $0.2 | 65% | 3 | 2 | 67% |
| 2017-04-01 | $0.3 | $0.2 | 86% | 4 | 1 | 25% |
| 2016-04-01 | $0.2 | $0.2 | 94% | 3 | 2 | 67% |
| 2015-04-01 | $0.3 | $0.2 | 69% | 3 | 2 | 67% |
| 2014-04-01 | $0.3 | $0.2 | 76% | 3 | 2 | 67% |
| 2013-04-01 | $0.2 | $0.2 | 105% | 3 | 2 | 67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WA, CA-03/06/2020, NH-03/20/2008, OR-03/16/2015, TX-04/28/2015, WA-08/28/1991 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV