AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JASON SIMARD | LAKE FOREST | CA | S63|1997-10-27 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN DUNPHY | LAKE FOREST | CA | S63|1995-10-09|S65|2010-10-11 | ||||||
| MADISON ANDERSON | LAKE FOREST | CA | S66|2021-08-09 | CERTIFIED FINANCIAL PLANNER | |||||
| PATRICK DANLY | LAKE FOREST | CA | S66|2007-04-10 | ||||||
| TRUDY HAUSSMANN | LAKE FOREST | CA | S63|1990-12-18 | CERTIFIED FINANCIAL PLANNER | |||||
| KIHO CHOI | LAKE FOREST | CA | S63|1995-12-04|S65|1995-12-06 | ||||||
| DOMINICA HENDERSON | LAKE FOREST | CA | S63|2013-09-04 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, AR-07/13/2017, AZ-05/04/2011, CA-05/04/2011, CO-03/30/2017, FL-06/26/2014, GA-01/09/2020, HI-02/13/2023, ID-07/13/2017, IL-02/21/2023, IN-02/13/2023, KY-02/13/2023, ME-06/26/2014, NC-10/19/2015, NM-06/12/2015, NV-10/03/2013, NY-10/12/2015, OH-01/09/2020, OK-01/22/2024, OR-01/11/2013, PA-02/13/2023, TN-01/09/2020, TX-05/04/2011, UT-04/02/2015, WA-05/22/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV