AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
No control persons found |
ADVDB.CO • SOURCE: SEC
37 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
JOSHUA BALCH | STAMFORD | CT | S65|2013-09-20 | ||||||
SEAN JENKINS | STAMFORD | CT | S65|2015-11-17 | ||||||
HOWARD PENNEY | STAMFORD | CT | S63|1993-02-05 | ||||||
ISHMAEL ASAD | STAMFORD | CT | S65|2024-05-18 | ||||||
THOMAS TOBIN | STAMFORD | CT | S65|2009-09-28 | ||||||
CASEY FLAVIN | STAMFORD | CT | S63|2006-02-02|S65|2009-03-17 | ||||||
BRIAN MCGOUGH | STAMFORD | CT | S63|2006-08-16|S65|2008-06-21 | ||||||
EMMA VLASIC | STAMFORD | CT | S65|2021-01-14 | ||||||
EMILY EVANS | STAMFORD | CT | S63|2011-12-30|S65|2019-01-04 | ||||||
DRAGOLJUB MALESEVIC | STAMFORD | CT | S65|2018-04-24 | ||||||
JOSHUA STEINER | STAMFORD | CT | S63|2003-04-19|S65|2009-12-04 | ||||||
DANIEL BIOLSI | STAMFORD | CT | S63|2000-04-24|S65|2017-10-16 | ||||||
RYAN WILSON | STAMFORD | CT | S65|2023-09-18 | ||||||
KEITH MCCULLOUGH | STAMFORD | CT | S63|1999-10-21|S65|2010-11-03 | ||||||
DAVID TALBOTT | STAMFORD | CT | S65|2014-11-10 | ||||||
DAVID SALEM | STAMFORD | CT | S63|1993-11-11|S65|2023-03-03 | ||||||
PAUL GLENCHUR | STAMFORD | CT | S65|2009-12-08 | ||||||
YUVRAJ JOSHI | STAMFORD | CT | S65|2023-09-08 | ||||||
ARIANNA PETILLO | STAMFORD | CT | S65|2022-11-18 | ||||||
JOHN CROMWELL | STAMFORD | CT | S63|2023-08-04|S65|2023-12-18 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CT-01/09/2017 |
ADVISER ACTIVITIES |
NEWSLETTERS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV