HEIRLOOM INVESTMENT MANAGEMENT LLC
Latest filing: Mar 31, 2025 (109 days ago)
AUM
$124,804,204
1% change vs. 1 year ago
2% change vs. 3 years ago
8% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
7
-50% change vs. 1 year ago
0% change vs. 3 years ago
133% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
,
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.1 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 92% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 7% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HEIRLOOM HOLDINGS | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| DOVER, GEOFF, JOHN | MANAGING MEMBER, MANAGING MEMBER, CIO |
| HIRSHFELD, BETH, SARAH | MEMBER & VICE PRESIDENT |
| FINNEGAN, GERARD, OLIVER | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER |
| FRANKLIN, ADAM, RAY | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 1% | 14 | -7 | -50% |
| 2023-04-04 | $0.1 | $0.0 | 6% | 7 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | 2% | 7 | 0 | 0% |
| 2021-04-05 | $0.1 | $0.0 | -2% | 5 | 2 | 40% |
| 2020-04-01 | $0.1 | $0.0 | 8% | 3 | 4 | 133% |
| 2019-04-01 | $0.1 | $0.0 | -17% | 3 | 4 | 133% |
| 2018-04-02 | $0.1 | $0.0 | 13% | 3 | 4 | 133% |
| 2017-04-01 | $0.1 | $0.0 | 0% | 3 | 4 | 133% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 3 | 4 | 133% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV