AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 65 | $0.0 |
| Average Individual AUM | $204,035 | |
| HNW | 53 | $0.1 |
| Average HNW AUM | $1,364,361 | |
| Retail Total | 118 | $0.1 |
| Average Retail AUM | $725,198 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 84% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 8% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HENLEY & COMPANY LLC | $0.0 | broker-dealer | 131453 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
4 active
| Name | Title |
|---|---|
| GEMINO, FRANCIS, PATRICK | MANAGING MEMBER |
| ALBANESE, JAMES, JOSEPH | SENIOR VICE PRESIDENT/ SVP TRADING |
| FORTINO, ROBERT, ANTHONY | CHIEF FINANCIAL OFFICER |
| GERMANO-ALESSI, MARIA, TERESA | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS |
ADVDB.CO • SOURCE: SEC
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| FRANCIS GEMINO | UNIONDALE | NY | S63|1980-05-22|S65|2010-02-17 | ||||||
| IRA ROUSSO | UNIONDALE | NY | S63|2003-10-21|S66|2003-12-30 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL LADERER | UNIONDALE | NY | S63|1986-01-08|S65|2009-01-30 | ||||||
| EDWARD SCHNEPF | UNIONDALE | NY | S63|1987-07-30|S65|2021-10-29 | ||||||
| JAMES ALBANESE | UNIONDALE | NY | S66|2018-12-19|S63|1989-05-01 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 6% | 6 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | 21% | 6 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | -14% | 7 | -1 | -14% |
| 2021-04-05 | $0.0 | $0.1 | 135% | 8 | -2 | -25% |
| 2020-04-01 | $0.0 | $0.1 | 169% | 7 | -1 | -14% |
| 2019-04-01 | $0.0 | $0.1 | 184% | 7 | -1 | -14% |
| 2018-04-02 | $0.0 | $0.0 | 99% | 5 | 1 | 20% |
| 2017-04-01 | $0.0 | $0.1 | 140% | 5 | 1 | 20% |
| 2016-04-01 | $0.0 | $0.1 | 193% | 5 | 1 | 20% |
| 2015-04-01 | $0.0 | $0.1 | 190% | 5 | 1 | 20% |
| 2014-04-01 | $0.0 | $0.1 | 185% | 5 | 1 | 20% |
| 2013-04-01 | $0.0 | $0.1 | 153% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CT-05/16/2017, FL-06/10/2015, NY-08/14/2012, SC-03/23/2021, VA-08/14/2012 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV