AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $8.2 |
| Non-Discretionary | $0.4 |
| Total | $8.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $8.6 |
| Total | $8.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $8.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $8.6 |
| Total | 100% | $8.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FEDERATED INVESTMENT MANAGEMENT COMPANY | $542.4 | 105138 | |
| FEDERATED INVESTMENT COUNSELING | $199.6 | 105325 | |
| HERMES INVESTMENT MANAGEMENT LIMITED | $24.9 | 153104 | |
| FEDERATED HERMES (UK) LLP | $20.4 | 169087 | |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | $14.8 | 106277 | |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | $12.8 | 128610 | |
| FEDERATED MDTA LLC | $11.7 | 109355 | |
| HERMES GPE (USA) INC | $1.5 | 166839 | |
| FEDERATED INVESTORS TRUST COMPANY | $0.0 | trust company | - |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER LLC | $0.0 | - | |
| FEDERATED SECURITIES CORP. | $0.0 | broker-dealer | 5009 |
| FEDERATED HERMES JAPAN LTD | $0.0 | - | |
| HERMES GPE (SINGAPORE) PTE LIMITED | $0.0 | - | |
| FEDERATED ADVISORY SERVICES COMPANY | $0.0 | 128611 | |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | $0.0 | - | |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | $0.0 | 168684 | |
| HERMES FUND MANAGERS IRELAND LIMITED | $0.0 | 319364 | |
| FEDERATED INTERNATIONAL SECURITIES CORP. | $0.0 | broker-dealer | 290173 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
15 active
| Name | Title |
|---|---|
| ZIERDEN, THEODORE, WILLIAM | PARTNER |
| CERESINO, GORDON, JOSEPH | PARTNER |
| MCGOOHAN, STEPHEN, JAMES | MANAGING DIRECTOR |
| DULSKI, GREGORY, PHILIP | CHAIRMAN |
| FITZHARRIS, DAVID, ANDREW | CHIEF COMPLIANCE OFFICER |
| SANDS, KAREN, JANE | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $8.6 | $0.0 | 0% | 75 | 0 | 0% |
| 2025-04-21 | $8.6 | $0.0 | 0% | 75 | 0 | 0% |
| 2024-04-02 | $10.3 | -$1.8 | -17% | 73 | 2 | 3% |
| 2023-04-04 | $11.2 | -$2.6 | -23% | 65 | 10 | 15% |
| 2022-04-01 | $11.5 | -$2.9 | -25% | 67 | 8 | 12% |
| 2021-04-05 | $11.2 | -$2.6 | -23% | 63 | 12 | 19% |
| 2020-04-01 | $11.3 | -$2.8 | -24% | 60 | 15 | 25% |
| 2019-04-01 | $10.4 | -$1.8 | -17% | 52 | 23 | 44% |
| 2018-04-02 | $10.4 | -$1.9 | -18% | 31 | 44 | 142% |
| 2017-04-01 | $9.5 | -$0.9 | -10% | 35 | 40 | 114% |
| 2016-04-01 | $10.5 | -$1.9 | -18% | 35 | 40 | 114% |
| 2015-04-01 | $6.3 | $2.3 | 36% | 29 | 46 | 159% |
| 2014-04-01 | $9.7 | -$1.1 | -11% | 44 | 31 | 70% |
| 2013-04-01 | $10.0 | -$1.4 | -14% | 40 | 35 | 88% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV