HOLLENCREST CAPITAL MANAGEMENT
Latest filing: Jul 10, 2025 (45 days ago)
AUM
$2,667,216,370
13% change vs. 1 year ago
50% change vs. 3 years ago
59% change vs. 5 years ago
131% change vs. 10 years ago
Employee Count
19
0% change vs. 1 year ago
27% change vs. 3 years ago
27% change vs. 5 years ago
27% change vs. 10 years ago
Main Office
NEWPORT BEACH, CA
100 BAYVIEW CIRCLE, NEWPORT BEACH, CA, UNITED STATES, 92660-8903
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $1.4 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $2.5 |
| Pooled | $0.1 |
| Institutional | $0.1 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 245 | $0.1 |
| Average Individual AUM | $492,904 | |
| HNW | 229 | $2.3 |
| Average HNW AUM | $10,228,396 | |
| Retail Total | 474 | $2.5 |
| Average Retail AUM | $5,196,338 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | NEWPORT BEACH-CA-USA | $1.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.6 |
| Retail SMA AUM | $2.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 41% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.1 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 3% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.3 |
| Other | 40% | $1.0 |
| Total | 100% | $2.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HOLLENCREST INSURANCE SERVICES, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| PELLIZZON, GREGORY, PAUL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER |
| WOLFORD, ROBERT, BURR | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER |
| KONON, JAMES | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO |
| PELLIZZON, PETER, JOSEPH | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER |
| NAKAMURA, SUSAN, MARIE | CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION |
| AKERS, CAMERON, CURTIS | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER |
| KIM, SHAWN | DIRECTOR, SENIOR ADVISOR |
ADVDB.CO • SOURCE: SEC
Representatives
15 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SUSAN NAKAMURA | NEWPORT BEACH | CA | S63|1987-09-09 | CHARTERED FINANCIAL ANALYST | |||||
| KELLY HONG | NEWPORT BEACH | CA | S66|2016-11-15 | ||||||
| JAMES KONON | NEWPORT BEACH | CA | S63|1993-09-15 | ||||||
| GREGORY PELLIZZON | NEWPORT BEACH | CA | S63|1985-05-21 | ||||||
| CAMERON AKERS | NEWPORT BEACH | CA | S63|2009-07-31|S65|2016-11-20 | ||||||
| DALE SEFARIAN | NEWPORT BEACH | CA | S63|1984-07-27 | ||||||
| SEAN LEE | NEWPORT BEACH | CA | S66|2015-04-09 | ||||||
| CHRISTOPHER DUONG | NEWPORT BEACH | CA | S63|2009-01-05 | CHARTERED FINANCIAL ANALYST | |||||
| PETER PELLIZZON | NEWPORT BEACH | CA | S63|1987-11-11 | ||||||
| ROBERT WOLFORD | NEWPORT BEACH | CA | S63|1988-03-18 | CHARTERED FINANCIAL CONSULTANT | |||||
| SHAWN KIM | NEWPORT BEACH | CA | S65|2021-10-27 | ||||||
| WESLEY SCHULER | NEWPORT BEACH | CA | S66|2022-03-21 | ||||||
| KYLE FINCHER | NEWPORT BEACH | CA | S65|2022-08-22 | ||||||
| ZACHARY STAGGS | NEWPORT BEACH | CA | S66|2011-12-13 | ||||||
| MICHELLE PETERSEN | NEWPORT BEACH | CA | S66|2015-06-29 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.7 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $2.7 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $2.4 | $0.3 | 13% | 19 | 0 | 0% |
| 2023-04-04 | $2.1 | $0.6 | 30% | 16 | 3 | 19% |
| 2022-04-01 | $1.8 | $0.9 | 50% | 15 | 4 | 27% |
| 2021-04-05 | $1.7 | $1.0 | 59% | 15 | 4 | 27% |
| 2020-04-01 | $1.7 | $1.0 | 59% | 15 | 4 | 27% |
| 2019-04-01 | $1.4 | $1.3 | 96% | 17 | 2 | 12% |
| 2018-04-02 | $1.2 | $1.5 | 123% | 17 | 2 | 12% |
| 2017-04-01 | $1.2 | $1.4 | 118% | 15 | 4 | 27% |
| 2016-04-01 | $1.2 | $1.5 | 129% | 15 | 4 | 27% |
| 2015-04-01 | $1.2 | $1.5 | 131% | 15 | 4 | 27% |
| 2014-04-01 | $1.1 | $1.6 | 148% | 15 | 4 | 27% |
| 2013-04-01 | $0.9 | $1.8 | 194% | 18 | 1 | 6% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-03/31/2023, CA-05/03/1999, CO-03/29/2019, FL-03/20/2014, NV-06/10/2010, OR-03/29/2019, TX-05/04/1999, UT-03/31/2023, WA-09/04/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV