HTG INVESTMENT ADVISORS INC
Latest filing: Feb 24, 2025 (142 days ago)
AUM
$968,660,508
13% change vs. 1 year ago
19% change vs. 3 years ago
51% change vs. 5 years ago
120% change vs. 10 years ago
Employee Count
14
8% change vs. 1 year ago
0% change vs. 3 years ago
17% change vs. 5 years ago
17% change vs. 10 years ago
Main Office
NEW CANAAN, CT
50 LOCUST AVENUE, NEW CANAAN, CT, UNITED STATES, 6840
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 138 | $0.1 |
| Average Individual AUM | $390,468 | |
| HNW | 237 | $0.9 |
| Average HNW AUM | $3,844,296 | |
| Retail Total | 375 | $1.0 |
| Average Retail AUM | $2,573,287 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
| FIDELITY BROKERAGE SERVICES LLC | OMAHA-NE-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 24% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 72% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
5 active
| Name | Title |
|---|---|
| SHERWOOD, ROBIN, ANN | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| ZAHAROFF, ALEXANDER, GREGORY | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY |
| CONNELL, KERRY, BRIDGET | SECRETARY |
| SHERWOOD, JEFFREY, KIRK | BOARD MEMBER |
| DONALDSON, ALLISON, PYKETT | ADVISOR |
ADVDB.CO • SOURCE: SEC
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALEXANDER ZAHAROFF | NEW CANAAN | CT | S66|2008-12-29 | CHARTERED FINANCIAL ANALYST | |||||
| ALLISON DONALDSON | NEW CANAAN | CT | S63|1993-02-18|S65|2014-03-28 | CERTIFIED FINANCIAL PLANNER | |||||
| KERRY CONNELL | NEW CANAAN | CT | S65|2014-03-17 | CERTIFIED FINANCIAL PLANNER | |||||
| BARBARA OLLINGER | NEW CANAAN | CT | S65|1998-05-22 | CERTIFIED FINANCIAL PLANNER | |||||
| SONYA ZIOLKOWSKI | NEW CANAAN | CT | S63|2019-06-10|S65|2021-10-01 | ||||||
| AMY SHEINBERG | NEW CANAAN | CT | S65|2007-10-10 | ||||||
| BIANCA SCHUMAN | NEW CANAAN | CT | S66|2014-01-07 | CERTIFIED FINANCIAL PLANNER | |||||
| SHANNON VIZZA | NEW CANAAN | CT | S63|1994-10-25|S65|2018-06-01 | ||||||
| JOSEPH DONALDSON | NEW CANAAN | CT | S63|1996-10-18|S65|2020-08-17 | ||||||
| JENNIFER NICASIO | NEW CANAAN | CT | S65|2006-12-13 | CERTIFIED FINANCIAL PLANNER | |||||
| ROBIN SHERWOOD | NEW CANAAN | CT | CERTIFIED FINANCIAL PLANNER | ||||||
| VALERIE CONNOLLY | NEW CANAAN | CT | S63|1994-02-23|S66|2007-08-29 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.1 | 13% | 13 | 1 | 8% |
| 2023-04-04 | $0.7 | $0.2 | 35% | 13 | 1 | 8% |
| 2022-04-01 | $0.8 | $0.2 | 19% | 14 | 0 | 0% |
| 2021-04-05 | $0.7 | $0.3 | 35% | 12 | 2 | 17% |
| 2020-04-01 | $0.6 | $0.3 | 51% | 12 | 2 | 17% |
| 2019-04-01 | $0.5 | $0.4 | 79% | 12 | 2 | 17% |
| 2018-04-02 | $0.5 | $0.4 | 77% | 13 | 1 | 8% |
| 2017-04-01 | $0.5 | $0.5 | 102% | 12 | 2 | 17% |
| 2016-04-01 | $0.4 | $0.5 | 122% | 12 | 2 | 17% |
| 2015-04-01 | $0.4 | $0.5 | 120% | 12 | 2 | 17% |
| 2014-04-01 | $0.4 | $0.6 | 144% | 10 | 4 | 40% |
| 2013-04-01 | $0.3 | $0.6 | 187% | 9 | 5 | 56% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CA-06/21/1999, CO-08/05/2021, CT-05/01/1998, FL-03/27/2006, IL-08/26/2020, LA-07/07/2020, MA-06/29/2005, ME-04/08/2014, NE-04/06/2022, NH-07/07/2020, NJ-01/16/2007, NY-02/24/2004, PA-05/04/2017, VA-01/16/2009 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV