ICONIQ CAPITAL, LLC
Latest filing: Mar 27, 2025 (120 days ago)
AUM
$95,050,705,302
13% change vs. 1 year ago
7% change vs. 3 years ago
124% change vs. 5 years ago
663% change vs. 10 years ago
Employee Count
463
3% change vs. 1 year ago
22% change vs. 3 years ago
78% change vs. 5 years ago
517% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
50 BEALE ST., SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $71.3 |
| Non-Discretionary | $23.7 |
| Total | $95.1 |
| Client | AUM |
|---|---|
| Retail | $9.6 |
| Pooled | $70.0 |
| Institutional | $15.5 |
| Total | $95.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 361 | $9.6 |
| Average HNW AUM | $26,458,977 | |
| Retail Total | 361 | $9.6 |
| Average Retail AUM | $26,458,977 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $10.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $25.1 |
| Retail SMA AUM | $9.6 |
| Institutional SMA AUM | $15.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $13.0 |
| Equity Non-Exch | 6% | $1.5 |
| Govt Agency | 2% | $0.5 |
| Municipal | 22% | $5.5 |
| Sovereign | 6% | $1.5 |
| IG Credit | 7% | $1.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.3 |
| Other Pools | 2% | $0.5 |
| Cash | 0% | $0.0 |
| Other | 2% | $0.5 |
| Total | 100% | $25.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| IPI PARTNERS, LLC | $9.6 | 284694 | |
| CO-INVESTMENT PORTFOLIO GP III, LP | $0.0 | - | |
| ICONIQ RESIDENTIAL PARTNERS GP, LP | $0.0 | - | |
| ICQ OPPORTUNITIES GP, L.P. | $0.0 | - | |
| GP INTERESTS PORTFOLIO 2021 GP, LP | $0.0 | - | |
| ICQ EM FEEDER GP LLC | $0.0 | - | |
| ICONIQ DC FUND II GP HOLDING LP | $0.0 | - | |
| CO-INVESTMENT PORTFOLIO GP IV LP | $0.0 | - | |
| INCOME CO-INVESTMENT PORTFOLIO GP LP | $0.0 | - | |
| SECONDARIES PORTFOLIO GP I LP | $0.0 | - | |
| ICONIQ DC FUND I GP HOLDING, L.P. | $0.0 | - | |
| GP INTERESTS PORTFOLIO 2023 GP LP | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS VII GP, L.P. | $0.0 | - | |
| ICONIQ PARTNERS (UK) LLP | $0.0 | - | |
| TACTICAL OPPORTUNITIES PORTFOLIO II GP LP | $0.0 | - | |
| ICQ BHL GERMAN ADVISER GMBH & CO. KG | $0.0 | - | |
| BB HOLDINGS AA GP, LP | $0.0 | - | |
| BB HOLDINGS TO SP GP, LP | $0.0 | - | |
| INCOME CO-INVESTMENT PORTFOLIO GP III LP | $0.0 | - | |
| SECONDARIES PORTFOLIO GP II LP | $0.0 | - | |
| CO-INVESTMENT PORTFOLIO GP V LP | $0.0 | - | |
| INCOME CO-INVESTMENT PORTFOLIO GP II LP | $0.0 | - | |
| GP INTERESTS PORTFOLIO 2024 GP LP | $0.0 | - | |
| ICQ CPE I GP, LLC | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS VI GP, L.P. | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS III GP, L.P. | $0.0 | - | |
| TACTICAL OPPORTUNITIES PORTFOLIO GP LP | $0.0 | - | |
| IREP OPPORTUNITIES FUND I GP, LP | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS II GP, L.P. | $0.0 | - | |
| ICQ MANAGEMENT, LLC | $0.0 | - | |
| ICONIQ STRATEGIC MANAGEMENT, LLC | $0.0 | - | |
| ICQ CS GP, L.P. | $0.0 | - | |
| ICONIQ CAPITAL (SINGAPORE) PTE. LTD. | $0.0 | - | |
| ICQ BHL HOLDINGS GP, LLC | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS IV GP, L.P. | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS GP, L.P. | $0.0 | - | |
| ICQ BB GP LLC | $0.0 | - | |
| ICQ ETHOS GP, L.P. | $0.0 | - | |
| CO-INVESTMENT PORTFOLIO GP LLC | $0.0 | - | |
| CO-INVESTMENT PORTFOLIO GP LP | $0.0 | - | |
| CO-INVESTMENT PORTFOLIO GP II, LP | $0.0 | - | |
| ICONIQ DC FUND III GP HOLDING, L.P. | $0.0 | - | |
| ICONIQ STRATEGIC PARTNERS V GP, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| ANDERS, MICHAEL, THOMAS | PARTNER |
| MAKAN, DIVESH, KANTHYLAL | PARTNER, SOLE MEMBER, TRUSTEE |
| FOSTER, KEVIN, NOEL | MANAGING DIRECTOR |
| GRIFFITH, WILLIAM, JOHN | PARTNER |
| JESSE, JAMES, WILLIAM | PRESIDENT |
| THORNE, LOUIS | CHIEF OPERATING OFFICER |
| CRAIG, JASON, BRIAN | CHIEF COMPLIANCE OFFICER AND COUNSEL |
| MAKAN, DIKSHA | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
74 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAELA BARNETT | SAN FRANCISCO | CA | S65|2018-12-12 | ||||||
| ADAM BATTAT | SAN FRANCISCO | CA | S65|2021-08-27 | ||||||
| ELAINE MA | SAN FRANCISCO | CA | S65|2020-01-13 | ||||||
| CHIRAG MEHTA | SAN FRANCISCO | CA | S63|1999-09-20|S66|2001-09-24|S65|2015-09-14 | ||||||
| CHRISTOPHER SAVAGE | SAN FRANCISCO | CA | S65|2023-05-08 | ||||||
| OLIVIER TORCHIANA | SAN FRANCISCO | CA | S65|2022-04-04 | ||||||
| JACOB SIEWERT | SAN FRANCISCO | CA | S63|2013-09-19|S66|2016-11-11 | ||||||
| LINDZEY DAU | SAN FRANCISCO | CA | S66|2009-12-15 | ||||||
| EUGENIE GREEFF | SAN FRANCISCO | CA | S65|2024-02-20 | ||||||
| PETER BACHALIS | SAN FRANCISCO | CA | S65|2016-02-04 | ||||||
| LINDSAY MOY | SAN FRANCISCO | CA | S63|2009-01-31|S66|2014-03-19 | ||||||
| MONICA HERNANDEZ | SAN FRANCISCO | CA | S66|2013-02-20 | ||||||
| ERIN WINCHESTER | SAN FRANCISCO | CA | S63|2019-09-16|S65|2021-08-02 | ||||||
| PATRICK WEISMAN | SAN FRANCISCO | CA | S66|2008-10-06 | ||||||
| JACOB BIEDRONSKI | SAN FRANCISCO | CA | S63|2018-09-24|S65|2021-07-29 | ||||||
| DIVYANSH SAKSENA | SAN FRANCISCO | CA | S65|2023-12-08 | ||||||
| RYAN EBELING | SAN FRANCISCO | CA | S65|2015-10-24 | ||||||
| HUA XUAN CHEN | SAN FRANCISCO | CA | S65|2023-10-27 | ||||||
| KELLY MYRSETH | SAN FRANCISCO | CA | S65|2022-04-15 | ||||||
| EILEEN HARRIS | SAN FRANCISCO | CA | S65|2021-01-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $95.1 | $0.0 | 0% | 463 | 0 | 0% |
| 2025-04-21 | $95.1 | $0.0 | 0% | 463 | 0 | 0% |
| 2024-04-02 | $84.2 | $10.9 | 13% | 451 | 12 | 3% |
| 2023-04-04 | $77.2 | $17.8 | 23% | 452 | 11 | 2% |
| 2022-04-01 | $89.1 | $5.9 | 7% | 378 | 85 | 22% |
| 2021-04-05 | $60.5 | $34.5 | 57% | 293 | 170 | 58% |
| 2020-04-01 | $42.5 | $52.6 | 124% | 260 | 203 | 78% |
| 2019-04-01 | $32.7 | $62.4 | 191% | 240 | 223 | 93% |
| 2018-04-02 | $27.6 | $67.4 | 244% | 188 | 275 | 146% |
| 2017-04-01 | $20.5 | $74.6 | 364% | 138 | 325 | 236% |
| 2016-04-01 | $16.7 | $78.3 | 469% | 100 | 363 | 363% |
| 2015-04-01 | $12.5 | $82.6 | 663% | 75 | 388 | 517% |
| 2014-04-01 | $7.6 | $87.5 | 1154% | 55 | 408 | 742% |
| 2013-04-01 | $1.6 | $93.5 | 5962% | 13 | 450 | 3462% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-12/01/2011, FL-03/30/2015, NY-12/01/2011, TX-12/01/2011 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV