IEQ CAPITAL, LLC
Latest filing: Mar 31, 2025 (33 days ago)
AUM
$35,380,260,418
50% change vs. 1 year ago
99% change vs. 3 years ago
270% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
222
42% change vs. 1 year ago
174% change vs. 3 years ago
270% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
FOSTER CITY, CA
950 TOWER LANE, FOSTER CITY, CA, UNITED STATES, 94404
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $33.9 |
| Non-Discretionary | $1.4 |
| Total | $35.4 |
| Client | AUM |
|---|---|
| Retail | $35.2 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $35.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1,954 | $35.2 |
| Average HNW AUM | $18,000,256 | |
| Retail Total | 1,954 | $35.2 |
| Average Retail AUM | $18,000,256 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $13.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $35.4 |
| Retail SMA AUM | $35.2 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 32% | $11.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $2.5 |
| Municipal | 3% | $1.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 16% | $5.7 |
| Other Pools | 37% | $13.1 |
| Cash | 4% | $1.4 |
| Other | 0% | $0.0 |
| Total | 100% | $35.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
16 active
| Name | Title |
|---|---|
| HORWITZ, DEAN, ISAAC | CHIEF OPERATIONS OFFICER |
| ZAFRAN, ALAN | CO-CEO |
| HARRISON, ERIC, SCOTT | CO-CEO |
| SKINNER, ROBERT, JOHN | CO-CEO, MANAGING MEMBER |
| PETERSON, BETHANY, JANE | CHIEF FINANCIAL OFFICER |
| KOSOVSKI, LIOR | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL |
| WHYTE, MEGAN, JANE | EXECUTIVE TEAM MEMBER |
| WESTSMITH, JEFFREY, S | EXECUTIVE TEAM MEMBER |
ADVDB.CO • SOURCE: SEC
Representatives
96 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MUNIB ZABANEH | FOSTER CITY | CA | S65|2024-05-20 | ||||||
| YASSIN ASHOUR | FOSTER CITY | CA | S65|2015-03-20 | ||||||
| JAMES MORRIS | FOSTER CITY | CA | S63|2013-05-06 | CHARTERED FINANCIAL ANALYST | |||||
| FRANK MCFARLAND | FOSTER CITY | CA | S63|2013-01-11|S65|1998-06-25 | ||||||
| DOUGLAS POETZSCH | FOSTER CITY | CA | S63|2013-08-08|S66|2017-04-04 | ||||||
| SPENCER GORDON | FOSTER CITY | CA | S65|2017-05-06 | ||||||
| VICTORIA DIXON | FOSTER CITY | CA | S65|2021-08-12 | ||||||
| DANIEL NOWAK | FOSTER CITY | CA | S65|2018-06-30 | ||||||
| GARRETT GABIANELLI | FOSTER CITY | CA | S65|2023-03-06 | ||||||
| CLAY DAVISON | FOSTER CITY | CA | S65|2023-03-06 | ||||||
| DONG WOO KIM | FOSTER CITY | CA | S66|2009-11-19 | CERTIFIED FINANCIAL PLANNER | |||||
| KEVIN BURT | FOSTER CITY | CA | S63|2013-02-26|S66|2014-07-05 | CHARTERED FINANCIAL ANALYST | |||||
| ALAN ZAFRAN | FOSTER CITY | CA | S63|2013-01-28|S65|1997-05-12 | ||||||
| JESSE WOOD | FOSTER CITY | CA | S63|2017-12-04|S65|2020-11-17 | ||||||
| SANHITA BHATTACHARYA | FOSTER CITY | CA | S63|2015-10-19|S65|2019-10-15 | ||||||
| JACOB OSER | FOSTER CITY | CA | S65|2023-06-12 | ||||||
| KEVIN LYLE | FOSTER CITY | CA | S66|2019-10-23 | ||||||
| JENNIFER YOUNG | FOSTER CITY | CA | S66|2018-06-26 | ||||||
| CHRISTIAN NELSON | FOSTER CITY | CA | S63|2009-11-25|S66|1999-04-27|S65|2016-10-26 | ||||||
| JOHN RATLIFFE | FOSTER CITY | CA | S65|2023-04-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $35.4 | $0.0 | 0% | 222 | 0 | 0% |
| 2024-04-02 | $23.6 | $11.8 | 50% | 156 | 66 | 42% |
| 2023-04-04 | $18.5 | $16.8 | 91% | 120 | 102 | 85% |
| 2022-04-01 | $17.8 | $17.6 | 99% | 81 | 141 | 174% |
| 2021-04-05 | $11.6 | $23.8 | 205% | 71 | 151 | 213% |
| 2020-04-01 | $9.6 | $25.8 | 270% | 60 | 162 | 270% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-03/11/2020, CA-05/14/2019, CO-09/06/2019, CT-09/06/2019, DE-09/06/2019, FL-09/06/2019, GA-03/11/2020, HI-03/11/2020, ID-03/25/2022, IL-04/04/2022, IN-01/19/2023, KS-03/11/2020, KY-03/31/2025, LA-03/11/2020, MA-09/06/2019, MD-09/06/2019, MI-01/19/2023, MN-03/11/2020, MO-03/30/2023, MT-03/11/2020, NC-09/06/2019, NH-03/11/2020, NJ-10/04/2019, NV-09/06/2019, NY-09/06/2019, OR-09/06/2019, PA-03/11/2020, SC-03/31/2025, SD-01/19/2023, TN-09/06/2019, TX-09/06/2019, UT-03/11/2020, VA-03/11/2020, WA-09/06/2019, WI-01/19/2023, WY-03/11/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV