AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 277 | $0.1 |
| Average Individual AUM | $189,501 | |
| HNW | 18 | $0.0 |
| Average HNW AUM | $2,635,013 | |
| Retail Total | 295 | $0.1 |
| Average Retail AUM | $338,719 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
22 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARGARET ULRICH | PARMA | OH | S63|1994-09-23 | CERTIFIED FINANCIAL PLANNER | |||||
| LANDON JONES | PARMA | OH | S66|2002-10-02 | ||||||
| CYNTHIA HARDMAN | PARMA | OH | S63|1997-02-25 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID SABO | PARMA | OH | S66|2000-03-24|S63|2023-11-30 | ||||||
| THOMAS SCHEIMAN | PARMA | OH | S63|2006-06-30 | CERTIFIED FINANCIAL PLANNER | |||||
| JONATHAN CUSH | PARMA | OH | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID CUSH | PARMA | OH | S66|2014-04-02 | ||||||
| JON HEISCHMAN | PARMA | OH | S63|2014-05-01 | ||||||
| DAVID TOETZ | PARMA | OH | S63|1989-08-22 | ||||||
| DAVID CASSESE | PARMA | OH | |||||||
| ROBERT BILLSTEIN | PARMA | OH | S63|1982-10-01 | CERTIFIED FINANCIAL PLANNER | |||||
| DENNIS TWAROGOWSKI | PARMA | OH | S63|1989-07-21 | ||||||
| JAMES THOMAS | PARMA | OH | S63|1985-12-03|S66|2006-11-10 | ||||||
| THOMAS DLUGOPOLSKY | PARMA | OH | S66|2021-06-09 | ||||||
| JOHN CUSH | PARMA | OH | S63|2001-02-09 | ||||||
| THOMAS MORAN | PARMA | OH | S63|2012-07-19|S65|2016-02-23 | ||||||
| MICHAEL ROMANELLO | PARMA | OH | S63|2017-03-01 | ||||||
| STEPHEN FRANKO | PARMA | OH | S63|1994-10-06 | ||||||
| ANTHONY SPENA | PARMA | OH | S63|1992-08-10|S65|1999-06-22 | ||||||
| SOHRAB SADEGI | PARMA | OH | S63|2016-11-21 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ-10/26/2015, FL-01/02/2009, IN-04/02/2013, MI-01/05/2011, OH-08/09/1999, PA-01/03/2011 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV