AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.8 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 100% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESCO ADVISERS, INC. | $756.9 | 105360 | |
| INVESCO CAPITAL MANAGEMENT LLC | $740.5 | 125601 | |
| INVESCO ASSET MANAGEMENT LTD. | $111.4 | 109985 | |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | $61.5 | 107155 | |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | $37.4 | 107590 | |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | $31.0 | 143238 | |
| INVESCO HONG KONG LIMITED | $24.7 | 109923 | |
| INVESCO MANAGED ACCOUNTS, LLC | $24.6 | 154461 | |
| INVESCO CANADA LTD. | $18.3 | 126572 | |
| INVESCO LOAN MANAGER, LLC | $16.1 | 306746 | |
| INVESCO REAL ESTATE MANAGEMENT S.À R.L. | $13.5 | 286069 | |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | $10.3 | 285620 | |
| INVESCO INVESTMENT ADVISERS LLC | $4.6 | 104885 | |
| WL ROSS & CO. LLC | $0.5 | 141854 | |
| OPPENHEIMERFUNDS INC | $0.3 | 104983 | |
| INTELLIFLO ADVISERS, INC. | $0.1 | 151692 | |
| INVESCO RR FUND L.P. | $0.0 | - | |
| INVESCO MANAGEMENT S.A. | $0.0 | - | |
| INVESCO CLO EQUITY FUND IV L.P. | $0.0 | - | |
| INVESCO DISTRIBUTORS, INC. | $0.0 | broker-dealer | 7369 |
| IRE (CAYMAN) LIMITED | $0.0 | 162075 | |
| INVESCO CLO EQUITY FUND 3 L.P. | $0.0 | 307570 | |
| INVESCO CAPITAL MARKETS, INC. | $0.0 | broker-dealer | 6939 |
| INVESCO TRUST COMPANY | $0.0 | trust company | - |
| INVESCO EUROPEAN RR L.P. | $0.0 | - | |
| INVESCO FUND MANAGERS LTD | $0.0 | - | |
| INVESCO PENSIONS LTD | $0.0 | - | |
| INVESCO SPECIALIZED PRODUCTS, LLC | $0.0 | - | |
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | $0.0 | 104979 | |
| INVESCO INVESTMENT MANAGEMENT LTD | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| PHEGLEY, RICHARD, LEE | CHIEF FINANCIAL OFFICER |
| LEVIT, JOSHUA, EVAN | CHIEF COMPLIANCE OFFICER |
| VACHERON, TERRY, GIBSON | DIRECTOR |
| WONG, TONY, LIK | CHAIRMAN, DIRECTOR |
| BASKIND, SCOTT | PRESIDENT, MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.8 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.1 | 7% | 21 | -6 | -29% |
| 2023-04-04 | $2.4 | -$1.6 | -65% | 29 | -14 | -48% |
| 2022-04-01 | $2.2 | -$1.4 | -62% | 29 | -14 | -48% |
| 2021-04-05 | $1.5 | -$0.7 | -45% | 29 | -14 | -48% |
| 2020-04-01 | $1.5 | -$0.7 | -47% | 44 | -29 | -66% |
| 2019-04-01 | $1.8 | -$1.0 | -54% | 43 | -28 | -65% |
| 2018-04-02 | $1.8 | -$1.0 | -54% | 41 | -26 | -63% |
| 2017-04-01 | $1.4 | -$0.6 | -41% | 28 | -13 | -46% |
| 2016-04-01 | $1.5 | -$0.7 | -45% | 14 | 1 | 7% |
| 2015-04-01 | $1.6 | -$0.8 | -48% | 17 | -2 | -12% |
| 2014-04-01 | $2.1 | -$1.2 | -60% | 19 | -4 | -21% |
| 2013-04-01 | $2.2 | -$1.3 | -62% | 24 | -9 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-05/12/1997, DE-01/13/1999, GA-02/26/2001, NY-02/26/2001, TX-03/24/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV