ITAU USA ASSET MANAGEMENT
Latest filing: Mar 31, 2025 (90 days ago)
AUM
$6,653,031,820
-17% change vs. 1 year ago
-17% change vs. 3 years ago
18% change vs. 5 years ago
315% change vs. 10 years ago
Employee Count
31
48% change vs. 1 year ago
0% change vs. 3 years ago
48% change vs. 5 years ago
55% change vs. 10 years ago
Main Office
NEW YORK, NY
599 LEXINGTON AVE, NEW YORK, NY, UNITED STATES, 10022
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.7 |
| Non-Discretionary | $0.0 |
| Total | $6.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $5.5 |
| Institutional | $1.1 |
| Total | $6.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CITIBANK GLOBAL TRANSACTION SERVICES | LONDON--GBR | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 96% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ITAU INTERNATIONAL SECURITIES INC. | $0.1 | broker-dealer | 144769 |
| ITAÚ DISTRIBUIDORA DE TÍTULOS E VALORES MOBILIÁRIOS S.A. | $0.0 | - | |
| ITAU ADMINISTRADORA GENERAL DE FONDOS S.A. | $0.0 | - | |
| BANCO ITAÚ (SUISSE) S.A. | $0.0 | - | |
| BANCO ITAU INTERNATIONAL | $0.0 | - | |
| ITAU BBA EUROPE, S.A. | $0.0 | - | |
| ITAU BBA USA SECURITIES, INC. | $0.0 | broker-dealer | 118817 |
| ITAÚ UNIBANCO S.A. | $0.0 | - | |
| ITAU UNIBANCO ASSET MANAGEMENT LTDA | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| PIPER, WILLIAM, SCOTT | CHIEF INVESTMENT OFFICER |
| MCCLANAN, JULIA, CHEN | GENERAL MANAGER |
| GOODALL, KENNETH, RAY | CHIEF COMPLIANCE OFFICER |
| DUARTE, JOAN, CHRISTINE | DIRECTOR |
| GRECCO, TATIANA, NMN | DIRECTOR |
| SALAMONDE, CARLOS, AUGUSTO | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $6.7 | $0.0 | 0% | 31 | 0 | 0% |
| 2025-04-21 | $6.7 | $0.0 | 0% | 31 | 0 | 0% |
| 2024-04-02 | $8.0 | -$1.4 | -17% | 21 | 10 | 48% |
| 2023-04-04 | $6.7 | -$0.1 | -1% | 33 | -2 | -6% |
| 2022-04-01 | $8.0 | -$1.3 | -17% | 31 | 0 | 0% |
| 2021-04-05 | $7.2 | -$0.6 | -8% | 27 | 4 | 15% |
| 2020-04-01 | $5.6 | $1.0 | 18% | 21 | 10 | 48% |
| 2019-04-01 | $3.5 | $3.2 | 90% | 19 | 12 | 63% |
| 2018-04-02 | $2.8 | $3.8 | 136% | 19 | 12 | 63% |
| 2017-04-01 | $2.0 | $4.7 | 234% | 19 | 12 | 63% |
| 2016-04-01 | $1.7 | $5.0 | 300% | 18 | 13 | 72% |
| 2015-04-01 | $1.6 | $5.0 | 315% | 20 | 11 | 55% |
| 2014-04-01 | $1.3 | $5.4 | 427% | 20 | 11 | 55% |
| 2013-04-01 | $0.9 | $5.7 | 632% | 14 | 17 | 121% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV