AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 35 | $0.0 |
| Average Individual AUM | $435,562 | |
| HNW | 14 | $0.0 |
| Average HNW AUM | $2,488,165 | |
| Retail Total | 49 | $0.1 |
| Average Retail AUM | $1,022,020 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | ROCHESTER-NY-USA | $0.0 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | FAIRPORT-NY-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.0 |
| Equity Non-Exch | 63% | $0.0 |
| Govt Agency | 12% | $0.0 |
| Municipal | 4% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 12% | $0.0 |
| Other | 5% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 1 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 1 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 6% | 1 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 13% | 1 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | 0% | 1 | 0 | 0% |
| 2021-04-05 | $0.0 | $0.0 | 10% | 1 | 0 | 0% |
| 2020-04-01 | $0.0 | $0.0 | 19% | 1 | 0 | 0% |
| 2019-04-01 | $0.0 | $0.0 | 41% | 1 | 0 | 0% |
| 2018-04-02 | $0.1 | $0.0 | -12% | 1 | 0 | 0% |
| 2017-04-01 | $0.1 | $0.0 | -7% | 1 | 0 | 0% |
| 2016-04-01 | $0.0 | $0.0 | 1% | 1 | 0 | 0% |
| 2015-04-01 | $0.1 | $0.0 | -4% | 1 | 0 | 0% |
| 2014-04-01 | $0.1 | $0.0 | -1% | 1 | 0 | 0% |
| 2013-04-01 | $0.0 | $0.0 | 16% | 1 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-03/13/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV