JOEL ISAACSON & CO., LLC
Latest filing: Mar 25, 2025 (113 days ago)
AUM
$8,039,009,854
17% change vs. 1 year ago
19% change vs. 3 years ago
68% change vs. 5 years ago
179% change vs. 10 years ago
Employee Count
52
4% change vs. 1 year ago
4% change vs. 3 years ago
16% change vs. 5 years ago
30% change vs. 10 years ago
Main Office
NEW YORK, NY
546 FIFTH AVENUE, NEW YORK, NY, UNITED STATES, 10036
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $5.6 |
| Non-Discretionary | $2.4 |
| Total | $8.0 |
| Client | AUM |
|---|---|
| Retail | $8.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $8.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 133 | $0.1 |
| Average Individual AUM | $917,125 | |
| HNW | 1,069 | $7.9 |
| Average HNW AUM | $7,396,073 | |
| Retail Total | 1,202 | $8.0 |
| Average Retail AUM | $6,679,184 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $6.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.0 |
| Retail SMA AUM | $8.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 37% | $3.0 |
| Equity Non-Exch | 34% | $2.7 |
| Govt Agency | 3% | $0.2 |
| Municipal | 8% | $0.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $0.3 |
| HY Credit | 1% | $0.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $0.9 |
| Other | 2% | $0.2 |
| Total | 100% | $8.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| ALTMARK, STANLEY, LAWRENCE | PARTNER AND CHIEF COMPLIANCE OFFICER |
| ISAACSON, JOEL, SCOTT | CHAIRMAN & PARTNER |
| STEIN, MARTIN | PARTNER; TAX DIRECTOR |
| STEINMETZ, LEE | PARTNER; TAX DIRECTOR |
| PAUL, ROBERT, EDWARD | PARTNER |
| PELTZ, DAVID, N | CHIEF EXECUTIVE OFFICER, PARTNER, AND CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
15 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOEL ISAACSON | NEW YORK | NY | |||||||
| MICHAEL BUCCINO | NEW YORK | NY | S65|2010-08-02 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHANIE HENSEN | NEW YORK | NY | |||||||
| ILAN FOLMAN-COHEN | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| HANNAH WOOLLEY | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| MOUNIA MOKDAD | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| STANLEY ALTMARK | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| DAVID PELTZ | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| ROSS NATOLI | NEW YORK | NY | S65|2019-02-15 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN CUMMINS | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| ZACHARY MCGILL | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| ROBERT PAUL | NEW YORK | NY | S63|1998-05-04 | CERTIFIED FINANCIAL PLANNER | |||||
| GUSTAVO PEGUERO | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| JOSHUA PELTZ | NEW YORK | NY | CERTIFIED FINANCIAL PLANNER | ||||||
| PAIGE RIMER | NEW YORK | NY | S63|2017-08-10|S65|2019-09-11 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $8.0 | $0.0 | 0% | 52 | 0 | 0% |
| 2025-04-21 | $8.0 | $0.0 | 0% | 52 | 0 | 0% |
| 2024-04-02 | $6.9 | $1.1 | 17% | 50 | 2 | 4% |
| 2023-04-04 | $5.9 | $2.1 | 36% | 49 | 3 | 6% |
| 2022-04-01 | $6.8 | $1.3 | 19% | 50 | 2 | 4% |
| 2021-04-05 | $5.5 | $2.5 | 46% | 47 | 5 | 11% |
| 2020-04-01 | $4.8 | $3.2 | 68% | 45 | 7 | 16% |
| 2019-04-01 | $4.1 | $3.9 | 94% | 44 | 8 | 18% |
| 2018-04-02 | $3.9 | $4.2 | 108% | 44 | 8 | 18% |
| 2017-04-01 | $3.3 | $4.8 | 145% | 42 | 10 | 24% |
| 2016-04-01 | $2.9 | $5.1 | 175% | 41 | 11 | 27% |
| 2015-04-01 | $2.9 | $5.2 | 179% | 40 | 12 | 30% |
| 2014-04-01 | $2.5 | $5.5 | 219% | 33 | 19 | 58% |
| 2013-04-01 | $2.1 | $6.0 | 289% | 28 | 24 | 86% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AZ-12/01/2010, CA-12/18/2009, CO-02/06/2014, CT-12/18/2009, DC-12/01/2010, FL-12/21/2009, GA-12/18/2009, IL-12/04/2024, LA-11/19/2019, MA-12/18/2009, MD-11/26/2014, ME-11/27/2023, NC-11/24/2020, NH-11/19/2019, NJ-01/20/2010, NY-12/18/2009, PA-12/18/2009, SC-09/25/2023, TX-12/18/2012, VA-11/29/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV