JOEL R. MOGY INVESTMENT COUNSEL INC.
Latest filing: Mar 24, 2025 (102 days ago)
AUM
$2,058,527,685
50% change vs. 1 year ago
56% change vs. 3 years ago
105% change vs. 5 years ago
168% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
0% change vs. 3 years ago
12% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BEVERLY HILLS, CA
315 SOUTH BEVERLY DRIVE, BEVERLY HILLS, CA, UNITED STATES, 90212-4301
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.1 |
| Non-Discretionary | $0.0 |
| Total | $2.1 |
| Client | AUM |
|---|---|
| Retail | $2.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $2.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 51 | $0.0 |
| Average Individual AUM | $430,933 | |
| HNW | 186 | $1.9 |
| Average HNW AUM | $10,476,765 | |
| Retail Total | 237 | $2.0 |
| Average Retail AUM | $8,315,003 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | PHOENIX-AZ-USA | $0.7 |
| CITIGROUP INC. | NEW YORK-NY-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.1 |
| Retail SMA AUM | $2.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 82% | $1.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $2.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRADFORD STELZER | BEVERLY HILLS | CA | CHARTERED FINANCIAL ANALYST | ||||||
| JOEL MOGY | BEVERLY HILLS | CA | CHARTERED FINANCIAL ANALYST | ||||||
| THOMAS CRECELIUS | BEVERLY HILLS | CA | S65|2021-11-10 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $2.1 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $1.4 | $0.7 | 50% | 9 | 0 | 0% |
| 2023-04-04 | $1.6 | $0.5 | 32% | 9 | 0 | 0% |
| 2022-04-01 | $1.3 | $0.7 | 56% | 9 | 0 | 0% |
| 2021-04-05 | $1.1 | $0.9 | 80% | 9 | 0 | 0% |
| 2020-04-01 | $1.0 | $1.1 | 105% | 8 | 1 | 12% |
| 2019-04-01 | $1.0 | $1.1 | 115% | 9 | 0 | 0% |
| 2018-04-02 | $0.8 | $1.2 | 144% | 10 | -1 | -10% |
| 2017-04-01 | $0.8 | $1.3 | 161% | 10 | -1 | -10% |
| 2016-04-01 | $0.8 | $1.3 | 158% | 10 | -1 | -10% |
| 2015-04-01 | $0.8 | $1.3 | 168% | 9 | 0 | 0% |
| 2014-04-01 | $0.7 | $1.3 | 190% | 11 | -2 | -18% |
| 2013-04-01 | $0.7 | $1.4 | 212% | 8 | 1 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-02/18/1981, CO-03/24/2025, CT-04/04/2024, NY-01/02/2003, TN-06/05/2023, TX-07/30/2021, WA-04/24/2014 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV