K1 INVESTMENT MANAGEMENT LLC
Latest filing: Mar 27, 2025 (48 days ago)
AUM
$19,695,315,685
31% change vs. 1 year ago
49% change vs. 3 years ago
352% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
76
-5% change vs. 1 year ago
7% change vs. 3 years ago
62% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MANHATTAN BEACH, CA
875 MANHATTAN BEACH BLVD, MANHATTAN BEACH, CA, UNITED STATES, 90266-4911
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $19.7 |
| Non-Discretionary | $0.0 |
| Total | $19.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $19.7 |
| Institutional | $0.0 |
| Total | $19.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| GASHERBRUM II GP, L.P. | $0.0 | - | |
| K1 SPECIAL OPPORTUNITIES FUND GP, L.P. | $0.0 | - | |
| K4 CAPITAL ADVISORS, L.P. | $0.0 | - | |
| K1 CAPITAL ADVISORS, LLC | $0.0 | - | |
| KARAKORAM GP, L.P. | $0.0 | - | |
| K2 CAPITAL ADVISORS, LP | $0.0 | - | |
| K5 CAPITAL ADVISORS, L.P. | $0.0 | - | |
| K3 CAPITAL ADVISORS, L.P. | $0.0 | - | |
| K6 CAPITAL ADVISORS, L.P. | $0.0 | - | |
| KARAKORAM FUND C II GP, LLC | $0.0 | - | |
| GASHERBRUM GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $19.7 | $0.0 | 0% | 76 | 0 | 0% |
| 2024-04-02 | $15.0 | $4.7 | 31% | 80 | -4 | -5% |
| 2023-04-04 | $13.1 | $6.6 | 50% | 83 | -7 | -8% |
| 2022-04-01 | $13.2 | $6.5 | 49% | 71 | 5 | 7% |
| 2021-04-05 | $8.4 | $11.3 | 135% | 60 | 16 | 27% |
| 2020-04-01 | $4.4 | $15.3 | 352% | 47 | 29 | 62% |
| 2019-04-01 | $4.3 | $15.4 | 358% | 47 | 29 | 62% |
| 2018-04-02 | $2.1 | $17.6 | 819% | 40 | 36 | 90% |
| 2017-04-01 | $1.9 | $17.8 | 960% | 30 | 46 | 153% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-04/08/2016 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV