KAIZEN FINANCIAL STRATEGIES, LLC
Latest filing: Mar 24, 2025 (93 days ago)
AUM
$234,439,946
28% change vs. 1 year ago
33% change vs. 3 years ago
101% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
5
-17% change vs. 1 year ago
-38% change vs. 3 years ago
25% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CAMPBELL, CA
2105 SOUTH BASCOM AVE, CAMPBELL, CA, UNITED STATES, 95008
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 238 | $0.1 |
| Average Individual AUM | $513,474 | |
| HNW | 44 | $0.1 |
| Average HNW AUM | $2,318,036 | |
| Retail Total | 282 | $0.2 |
| Average Retail AUM | $795,036 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 37% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 52% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SAADIA AHMED | CAMPBELL | CA | S63|1998-02-16|S66|2006-04-26 | CERTIFIED FINANCIAL PLANNER | |||||
| SAUL GREENE | CAMPBELL | CA | S66|2001-10-12 | ||||||
| ZAINEB SOHAIL | CAMPBELL | CA | S65|2021-12-11 | ||||||
| IFTIKHAR AHMED | CAMPBELL | CA | S66|2013-12-12 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN STACHNICK | CAMPBELL | CA | S66|2005-03-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 28% | 6 | -1 | -17% |
| 2023-04-04 | $0.1 | $0.1 | 66% | 7 | -2 | -29% |
| 2022-04-01 | $0.2 | $0.1 | 33% | 8 | -3 | -38% |
| 2021-04-05 | $0.1 | $0.1 | 65% | 6 | -1 | -17% |
| 2020-04-01 | $0.1 | $0.1 | 101% | 4 | 1 | 25% |
| 2019-04-01 | $0.1 | $0.2 | 213% | 4 | 1 | 25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-11/02/2018, TX-11/02/2018, VA-03/24/2025, WA-02/20/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV