KINETIC INVESTMENT MANAGEMENT, INC.
Latest filing: Apr 14, 2025 (83 days ago)
AUM
$348,218,341
1% change vs. 1 year ago
34% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
28
4% change vs. 1 year ago
56% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LOS ANGELES, CA
633 W 5TH STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,203 | $0.2 |
| Average Individual AUM | $198,543 | |
| HNW | 47 | $0.1 |
| Average HNW AUM | $2,263,994 | |
| Retail Total | 1,250 | $0.3 |
| Average Retail AUM | $276,204 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 46% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 39% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| KINETIC AGENCY & INSURANCE SERVICES, INC. | $0.0 | - | |
| MAXGUARD WEALTH | $0.0 | - | |
| OZMENT AGENCY, INC. | $0.0 | - | |
| FS2 FINANCIAL SERVICES | $0.0 | - | |
| RTA & ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC. | $0.0 | - | |
| BUSSENGER FINANCIAL GROUP, LLC | $0.0 | - | |
| TERRA FIRMA FINANCIAL ADVISORY | $0.0 | - | |
| PROVOST FINANCIAL GROUP, INC. | $0.0 | - | |
| KINETIC FINANCIAL & INSURANCE SOLUTIONS, INC. | $0.0 | - | |
| CAPITAL INSURANCE GROUP, LLC | $0.0 | - | |
| SAFE HARBOR SOLUTIONS | $0.0 | accountancy | - |
| BALDWIN FINANCIAL GROUP, LLC | $0.0 | - | |
| BIGGS FINANCIAL SERVICES | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS KELLEY | LOS ANGELES | CA | S65|2015-11-22 | ||||||
| JAYNIE OZMENT | LOS ANGELES | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| PAUL DIGEROLAMO | LOS ANGELES | CA | S63|1993-10-04|S65|2019-12-05 | ||||||
| MICHAEL WIENANDT | LOS ANGELES | CA | S63|1992-05-15|S65|1997-07-16 | ||||||
| MICHAEL MURRAY | LOS ANGELES | CA | S66|2010-04-13 | ||||||
| JASON GROTH | LOS ANGELES | CA | S63|1997-09-11|S65|1998-12-28 | ||||||
| JASON PROVOST | LOS ANGELES | CA | S65|2009-02-07|S66|2002-08-13 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN KORNAGA | LOS ANGELES | CA | S66|2015-02-17 | ||||||
| SAMUEL ADAMS | LOS ANGELES | CA | S63|2016-02-04|S65|2016-12-27 | ||||||
| JAMALE CAROTHERS | LOS ANGELES | CA | S65|2022-08-22 | ||||||
| STEPHEN BALDWIN | LOS ANGELES | CA | S65|2020-08-02 | ||||||
| ALI HASHEMIAN | LOS ANGELES | CA | S63|2010-07-09 | CERTIFIED FINANCIAL PLANNER | |||||
| JACKSON SOWELL | LOS ANGELES | CA | S65|2022-12-21 | ||||||
| JAMES FOLEY | LOS ANGELES | CA | S63|2011-02-12|S65|2016-10-12 | ||||||
| MARK BIGGS | LOS ANGELES | CA | S65|2021-01-11 | ||||||
| LISA BUSSENGER | LOS ANGELES | CA | S65|2010-09-09 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.3 | $0.0 | 0% | 28 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 28 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 1% | 27 | 1 | 4% |
| 2023-04-04 | $0.2 | $0.1 | 40% | 23 | 5 | 22% |
| 2022-04-01 | $0.3 | $0.1 | 34% | 18 | 10 | 56% |
| 2021-04-05 | $0.1 | $0.2 | 155% | 10 | 18 | 180% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AL-11/30/2020, AZ-12/09/2021, CA-04/08/2020, CO-10/20/2020, FL-07/30/2021, IL-04/08/2020, IN-05/05/2021, KY-03/04/2021, LA-09/22/2021, MA-07/14/2021, MI-07/30/2021, MN-07/30/2021, NC-11/05/2023, NE-03/27/2023, NH-05/05/2021, NJ-12/17/2021, NM-04/24/2020, NY-07/31/2023, OH-08/10/2021, OK-11/19/2021, OR-11/05/2023, TN-06/28/2022, TX-07/30/2021, UT-12/01/2020, WI-07/30/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV