KWB WEALTH
Latest filing: Apr 02, 2025 (80 days ago)
AUM
$1,007,038,888
18% change vs. 1 year ago
30% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
10
11% change vs. 1 year ago
-17% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
REDLANDS, CA
1782 ORANGE TREE LANE, REDLANDS, CA, UNITED STATES, 92374
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,026 | $0.2 |
| Average Individual AUM | $189,572 | |
| HNW | 786 | $0.8 |
| Average HNW AUM | $986,492 | |
| Retail Total | 1,812 | $1.0 |
| Average Retail AUM | $535,256 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| LPL FINANCIAL LLC | FORT MILL-SC-USA | $0.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 5% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 92% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| SAILLER, DIANA, LYNN | OWNER & INVESTMENT ADVISER REPRESENTATIVE |
| TEJEDA, EMILY, KATHERINE | OWNER & CHIEF COMPLIANCE OFFICER |
| BUBB, KERRICK, WALTER | PRESIDENT & INVESTMENT ADVISER REPRESENTATIVE, TRUSTEE |
| BUBB, QUENTIN, KERRICK | OWNER & CHIEF OPERATING OFFICER |
| RAZZOUK, MICHAEL, NABIL | OWNER & INVESTMENT ADVISER REPRESENTATIVE |
| GORMLEY, STEVEN, DANIEL | OWNER & INVESTMENT ADVISER REPRESENTATIVE |
| BUBB, RACHEL, ALISA | OWNER |
| BUBB, LISA, A. | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CLAIRE OLMSTEAD | REDLANDS | CA | S66|2022-02-07 | ||||||
| RACHEL BUBB | REDLANDS | CA | S66|2018-12-07 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| ROBERT BULLOCK | REDLANDS | CA | S63|1993-07-29 | ||||||
| QUENTIN BUBB | REDLANDS | CA | S66|2016-01-14 | ||||||
| DIANA SAILLER | REDLANDS | CA | S66|2006-08-21 | ||||||
| MICHAEL RAZZOUK | REDLANDS | CA | S66|2009-03-27 | ||||||
| STEVEN GORMLEY | REDLANDS | CA | S65|2005-09-15|S66|2012-07-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.0 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.9 | $0.2 | 18% | 9 | 1 | 11% |
| 2023-04-04 | $0.7 | $0.3 | 44% | 10 | 0 | 0% |
| 2022-04-01 | $0.8 | $0.2 | 30% | 12 | -2 | -17% |
| 2021-04-05 | $0.6 | $0.4 | 59% | 10 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-05/15/2020, CA-05/15/2020, CO-05/15/2020, FL-08/24/2020, HI-02/08/2021, ID-05/15/2020, MT-01/25/2023, NM-05/15/2020, NV-05/15/2020, OR-05/15/2020, PA-02/08/2021, TX-05/15/2020, UT-05/15/2020, WA-05/15/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV