LAIDLAW WEALTH MANAGEMENT LLC

Latest filing: May 15, 2025 (62 days ago)
View on IAPD
Adviser Website

AUM

$114,764,475
-78% change vs. 1 year ago
-88% change vs. 3 years ago
-65% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

15
-32% change vs. 1 year ago
-69% change vs. 3 years ago
-38% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
521 FIFTH AVE, NEW YORK, NY, UNITED STATES, 10175

Client AUM

Discretion AUM
Discretionary $0.1
Non-Discretionary $0.0
Total $0.1
Client AUM
Retail $0.1
Pooled $0.0
Institutional $0.0
Total $0.1
Retail Accounts AUM
Individual 80 $0.0
Average Individual AUM $292,297
HNW 28 $0.1
Average HNW AUM $2,525,082
Retail Total 108 $0.1
Average Retail AUM $871,168

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 36% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 3% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 2% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 9% $0.0
Other Pools 1% $0.0
Cash 33% $0.0
Other 16% $0.0
Total 100% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
LAIDLAW & COMPANY INTERNATIONAL, LTD $0.0 -
LAIDLAW & COMPANY (UK) LTD. $0.0 broker-dealer 119037

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name Title
TESEI, JOHN, PAYSON TRUSTEE OF THE BUFF TRUST, TRUSTEE OF THE GARNET TRUST
HASSAN, KEITH MANAGING PARTNER
BASIS, THEOLOGOS, STAVROS CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

15 active representatives found

Name City State Exams Designations
SACHIN KUMAR NEW YORK NY S63|2007-04-02|S66|2016-07-08
MARC MORGAN NEW YORK NY S63|2012-09-05|S66|2022-04-15
JOHN MCDERMOTT NEW YORK NY S66|2011-12-16
THEOLOGOS BASIS NEW YORK NY S63|1995-05-22|S65|1995-10-19
HENRY CHANG NEW YORK NY S66|1999-12-09
ALEX SHTAYNBERGER NEW YORK NY S63|1992-01-29|S65|2010-03-24
KENNETH MATHIESON NEW YORK NY S63|1987-10-23|S65|1993-01-22
ANDREW CIAMPICHINI NEW YORK NY S63|2015-10-22|S66|2023-03-27
KAI KANG NEW YORK NY S66|2019-01-15
KEITH HASSAN NEW YORK NY S63|1999-12-08|S65|2018-02-12
HENRIQUE LUCENA NEW YORK NY S66|2010-10-13
HENRY MCCORMACK NEW YORK NY S63|2010-02-01|S66|2021-12-22
MATTHEW PARKER NEW YORK NY S63|1996-08-05|S65|2019-12-17
MATHEW MOSCHOVAS NEW YORK NY S63|2017-08-11|S66|2020-01-27
JOHN CROSS NEW YORK NY S66|2014-09-05

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.1 $0.0 0% 15 0 0%
2025-04-21 $0.1 $0.0 0% 15 0 0%
2024-04-02 $0.5 -$0.4 -78% 22 -7 -32%
2023-04-04 $0.9 -$0.8 -87% 43 -28 -65%
2022-04-01 $1.0 -$0.9 -88% 48 -33 -69%
2021-04-05 $0.8 -$0.7 -85% 35 -20 -57%
2020-04-01 $0.3 -$0.2 -65% 24 -9 -38%
2019-04-01 $0.1 $0.1 116% 2 13 650%
2018-04-02 $0.0 $0.1 265% 2 13 650%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, CA-08/30/2018, FL-08/30/2018, NJ-03/09/2018, NY-03/09/2018, TX-03/09/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV