AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 555 | $0.1 |
| Average Individual AUM | ||
| HNW | 56 | $0.1 |
| Average HNW AUM | ||
| Retail Total | 611 | $0.2 |
| Average Retail AUM | $358,637 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 53% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 14% | $0.0 |
| Other | 26% | $0.1 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
9 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NORA FOLEY | HONOLULU | HI | S63|1983-06-21|S65|2003-02-25 | ||||||
| TERRENCE LEE | HONOLULU | HI | S63|1982-08-07|S65|2013-09-30 | ||||||
| JANDI IHA | HONOLULU | HI | S66|2022-03-19 | ||||||
| CHARLOTTE TERUYA-WESTCOTT | HONOLULU | HI | S65|2014-04-15|S63|2014-06-04 | ||||||
| CHARLOTTE MEYER | HONOLULU | HI | S63|1984-07-07 | ||||||
| KATHY LUM | HONOLULU | HI | S63|1989-02-08|S65|2005-03-30 | ||||||
| SARAH KLEINSCHMIDT | HONOLULU | HI | S66|2020-05-21 | ||||||
| LEE ANN MATSUDA | HONOLULU | HI | S65|2014-02-10|S63|2014-03-07 | ||||||
| STEPHANIE KUWAYE | HONOLULU | HI | S66|2018-12-20 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV