AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 99 | $0.0 |
| Average Individual AUM | $382,554 | |
| HNW | 326 | $0.9 |
| Average HNW AUM | $2,631,371 | |
| Retail Total | 425 | $0.9 |
| Average Retail AUM | $2,107,529 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 3% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 80% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active
| Name | Title |
|---|---|
| URIE, TIMOTHY, OLIN | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER |
| ISRAEL, SCOTT, JASON | MANAGING PARTNER, SENIOR WEALTH ADVISOR |
| ROM, ROBERT, FRANCIS | MANAGING PARTNER, SENIOR WEALTH ADVISOR |
| KASS, JASON, SEAN | MANAGING PARTNER, SR. PORTFOLIO MANAGER |
ADVDB.CO • SOURCE: SEC
11 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JASON KASS | SYOSSET | NY | S63|2004-12-28|S66|2008-03-28 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| TIMOTHY URIE | SYOSSET | NY | S63|1999-05-19|S66|2005-06-01 | CERTIFIED FINANCIAL PLANNER | |||||
| SCOTT ISRAEL | SYOSSET | NY | S63|1996-08-08|S65|2005-04-20 | ||||||
| KEVIN BROOKS | SYOSSET | NY | S66|2005-12-13 | ||||||
| NICOLA PATULLO | SYOSSET | NY | S63|2003-05-15|S65|2003-09-18 | CERTIFIED FINANCIAL PLANNER | |||||
| HUI YAO KELLY LIN | SYOSSET | NY | S63|1999-04-24|S65|2007-10-18 | ||||||
| BARRY GLADSTEIN | SYOSSET | NY | S66|2008-02-11 | ||||||
| ROBERT ROM | SYOSSET | NY | S63|1999-03-03|S66|2005-03-31 | CERTIFIED FINANCIAL PLANNER | |||||
| ROBERT MARRONARO | SYOSSET | NY | S63|2002-08-09|S65|2002-07-12 | CERTIFIED FINANCIAL PLANNER | |||||
| TIMOTHY SOMMER | SYOSSET | NY | S63|1994-02-09|S66|2005-02-11 | ||||||
| THERESA BILELLO | SYOSSET | NY | S63|1991-02-28|S65|2007-07-31 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.9 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $0.9 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.3 | 43% | 10 | 2 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-09/29/2023, CO-06/12/2024, CT-09/29/2023, FL-09/29/2023, MA-09/29/2023, MD-04/29/2024, NC-06/12/2024, NH-03/28/2025, NJ-09/29/2023, NY-09/29/2023, PA-03/20/2024, TX-12/15/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV