LEGAL ADVANTAGE INVESTMENTS, INC.

Latest filing: Mar 03, 2025 (60 days ago)
View on IAPD
Adviser Website

AUM

$234,401,409
16% change vs. 1 year ago
25% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

2
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

,

Client AUM

Discretion AUM
Discretionary $0.2
Non-Discretionary $0.0
Total $0.2
Client AUM
Retail $0.2
Pooled $0.0
Institutional $0.0
Total $0.2
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 25 $0.2
Average HNW AUM $9,132,285
Retail Total 25 $0.2
Average Retail AUM $9,212,399

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.2
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 79% $0.2
Equity Non-Exch 2% $0.0
Govt Agency 0% $0.0
Municipal 1% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 3% $0.0
Other Pools 0% $0.0
Cash 13% $0.0
Other 2% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
SPECTOR, DAVID, MARK PRESIDENT/CHIEF COMPLIANCE OFFICER
AMMER, KAREN, ANN ADMINISTRATIVE ASSISTANT

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
DAVID SPECTOR LOS ALTOS HILLS CA

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-04-21 $0.2 $0.0 0% 2 0 0%
2024-04-02 $0.2 $0.0 16% 2 0 0%
2023-04-04 $0.2 $0.1 49% 2 0 0%
2022-04-01 $0.2 $0.0 25% 2 0 0%
2021-04-05 $0.2 $0.1 49% 2 0 0%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA-07/23/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV