LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.
Latest filing: Apr 29, 2025 (38 days ago)
AUM
$823,758,596
16% change vs. 1 year ago
20% change vs. 3 years ago
61% change vs. 5 years ago
144% change vs. 10 years ago
Employee Count
19
27% change vs. 1 year ago
36% change vs. 3 years ago
27% change vs. 5 years ago
46% change vs. 10 years ago
Main Office
YAKIMA, WA
3908 CREEKSIDE LOOP, YAKIMA, WA, UNITED STATES, 98902
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 740 | $0.2 |
| Average Individual AUM | $271,986 | |
| HNW | 320 | $0.6 |
| Average HNW AUM | $1,791,738 | |
| Retail Total | 1,060 | $0.8 |
| Average Retail AUM | $730,779 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 34% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PATHWAY TAX GROUP | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHELSIE SMITH | YAKIMA | WA | CERTIFIED FINANCIAL PLANNER | ||||||
| DIRK BERND | YAKIMA | WA | S65|2016-01-08 | ||||||
| MATTHEW HARGREAVES | YAKIMA | WA | S65|2013-08-29 | ||||||
| SUSAN VAN TRESS | YAKIMA | WA | S66|2005-03-24 | ||||||
| JOY STENEHJEM | YAKIMA | WA | S66|2000-11-21 | CERTIFIED FINANCIAL PLANNER | |||||
| BENJAMIN RICKEY | YAKIMA | WA | S63|1997-06-10|S65|1997-06-10 | CERTIFIED FINANCIAL PLANNER | |||||
| GUNNAR HARRISON | YAKIMA | WA | S66|2019-09-14 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.8 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.1 | 16% | 15 | 4 | 27% |
| 2023-04-04 | $0.6 | $0.2 | 35% | 13 | 6 | 46% |
| 2022-04-01 | $0.7 | $0.1 | 20% | 14 | 5 | 36% |
| 2021-04-05 | $0.6 | $0.2 | 42% | 15 | 4 | 27% |
| 2020-04-01 | $0.5 | $0.3 | 61% | 15 | 4 | 27% |
| 2019-04-01 | $0.4 | $0.4 | 85% | 12 | 7 | 58% |
| 2018-04-02 | $0.5 | $0.3 | 72% | 10 | 9 | 90% |
| 2017-04-01 | $0.4 | $0.4 | 119% | 12 | 7 | 58% |
| 2016-04-01 | $0.3 | $0.5 | 150% | 12 | 7 | 58% |
| 2015-04-01 | $0.3 | $0.5 | 144% | 13 | 6 | 46% |
| 2014-04-01 | $0.3 | $0.5 | 164% | 13 | 6 | 46% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WA, AZ-04/08/2013, CA-04/08/2013, CO-12/23/2024, FL-02/01/2022, ID-09/27/2017, MT-03/20/2019, NC-01/16/2020, NV-01/20/2023, OR-04/08/2013, TX-04/08/2013, UT-07/28/2021, VA-04/19/2024, WA-04/08/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV