LGT CAPITAL PARTNERS (USA) INC.
Latest filing: Mar 28, 2025 (89 days ago)
AUM
$54,918,332,265
-1% change vs. 1 year ago
250% change vs. 3 years ago
539% change vs. 5 years ago
925% change vs. 10 years ago
Employee Count
67
2% change vs. 1 year ago
49% change vs. 3 years ago
68% change vs. 5 years ago
235% change vs. 10 years ago
Main Office
NEW YORK, NY
1133 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10036-6710
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $30.6 |
| Non-Discretionary | $24.3 |
| Total | $54.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.1 |
| Institutional | $54.8 |
| Total | $54.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BNP PARIBAS SECURITIES SERVICES, DUBLIN BRANCH | DUBLIN 2--IRL | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $54.8 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $54.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $1.6 |
| Equity Non-Exch | 8% | $4.4 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 78% | $42.8 |
| Cash | 1% | $0.5 |
| Other | 8% | $4.4 |
| Total | 98% | $53.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MSR CAPITAL PARTNERS, LLC | $3.6 | 318983 | |
| SSP INVEST LLC | $0.0 | - | |
| LGT CAPITAL PARTNERS (UK) LIMITED | $0.0 | - | |
| LACUS GP LTD | $0.0 | - | |
| LGT CAPITAL PARTNERS (DUBAI) LIMITED | $0.0 | - | |
| FONDA GP, LLC | $0.0 | - | |
| LGT PRIVATE DEBT (FRANCE) S.A.S. | $0.0 | - | |
| LGT BANK (CAYMAN) LTD. | $0.0 | - | |
| CSRE III GP S.A.R.L. | $0.0 | - | |
| CPOS1 GP S.A.R.L. | $0.0 | - | |
| LGT ILS PARTNERS LTD | $0.0 | 175363 | |
| LGT PRIVATE EQUITY ADVISERS AG | $0.0 | - | |
| BLUE HOLDINGS (USA) LLC | $0.0 | - | |
| FONDA II GP, LLC | $0.0 | - | |
| CROWN FUND 2022-1 GP LLC | $0.0 | - | |
| LGT BANK LTD | $0.0 | broker-dealer | - |
| CROWN PREMIUM IX GP S.A R.L. | $0.0 | - | |
| LGT CAPITAL PARTNERS LTD | $0.0 | 162360 | |
| LGT CAPITAL PARTNERS (IRELAND) LIMITED | $0.0 | 162361 | |
| LA SOLUTIONS GP LLC | $0.0 | - | |
| CROWN US INVEST LLC | $0.0 | - | |
| DEUCE SEC US IEP LLC | $0.0 | - | |
| DEUCE SEC US CEOF LLC | $0.0 | - | |
| ARROW SEC (GP) LLC | $0.0 | - | |
| DEUCE SEC (GP) LLC | $0.0 | - | |
| LGT INVESTMENT CONSULTING (BEIJING) LIMITED | $0.0 | - | |
| LGT CAPITAL PARTNERS (JAPAN) CO. LTD. | $0.0 | - | |
| CROWN SMALL CAP REAL ESTATE FUND II GP, LLC | $0.0 | - | |
| LGT PRIVATE DEBT (GERMANY) GMBH | $0.0 | - | |
| LIGHTROCK INVESTMENT ADVISORS PVT. LTD. | $0.0 | - | |
| LIGHTROCK GESTORA DE RECURCOS LTDA | $0.0 | - | |
| LIGHTROCK KENYA LTD. | $0.0 | - | |
| LGT LIGHTROCK LLP | $0.0 | - | |
| LGT CAPITAL PARTNERS (AUSTRALIA) PTY LIMITED | $0.0 | - | |
| LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD. | $0.0 | 175492 | |
| LGT CAPITAL PARTNERS (FL) LTD | $0.0 | - | |
| CROWN PREMIUM GP VIII S.A R.L. | $0.0 | - | |
| LGT PRIVATE DEBT (UK) LTD. | $0.0 | - | |
| SSP GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| VON UND ZU LIECHTENSTEIN, JOHANN, ADAM PIUS II | BENEFICIARY |
| PAGANONI, ROBERTO, NMN | DIRECTOR |
| GRUBER, SASCHA, NMN | DIRECTOR |
| GERSTNER, JOANNA, MAGDALENA | CHIEF COMPLIANCE OFFICER, SECRETARY |
| VON BAUM, JOHANN, PETER HORST WERNER | DIRECTOR |
| BROWN, THOMAS, BOLTON | PARTNER |
| JONES, MICHAEL, ANTHONY | DIRECTOR |
| KOSSOW, JOHN, DIERK CHRISTOPH | CHIEF FINANCIAL OFFICER |
| ANDRYC, DAVID, STEVEN | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $54.9 | $0.0 | 0% | 67 | 0 | 0% |
| 2025-04-21 | $54.9 | $0.0 | 0% | 67 | 0 | 0% |
| 2024-04-02 | $55.7 | -$0.8 | -1% | 66 | 1 | 2% |
| 2023-04-04 | $20.5 | $34.4 | 168% | 58 | 9 | 16% |
| 2022-04-01 | $15.7 | $39.2 | 250% | 45 | 22 | 49% |
| 2021-04-05 | $12.0 | $42.9 | 356% | 41 | 26 | 63% |
| 2020-04-01 | $8.6 | $46.3 | 539% | 40 | 27 | 68% |
| 2019-04-01 | $7.5 | $47.4 | 634% | 33 | 34 | 103% |
| 2018-04-02 | $8.0 | $46.9 | 588% | 29 | 38 | 131% |
| 2017-04-01 | $6.6 | $48.4 | 738% | 28 | 39 | 139% |
| 2016-04-01 | $6.3 | $48.7 | 777% | 26 | 41 | 158% |
| 2015-04-01 | $5.4 | $49.6 | 925% | 20 | 47 | 235% |
| 2014-04-01 | $4.9 | $50.0 | 1011% | 13 | 54 | 415% |
| 2013-04-01 | $4.5 | $50.4 | 1112% | 12 | 55 | 458% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-03/28/2025, NY-03/19/2012, TX-07/08/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV