LINDBROOK CAPITAL, LLC
Latest filing: Feb 23, 2025 (73 days ago)
AUM
$3,501,183,718
10% change vs. 1 year ago
43% change vs. 3 years ago
171% change vs. 5 years ago
471% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
43% change vs. 3 years ago
150% change vs. 5 years ago
67% change vs. 10 years ago
Main Office
CALABASAS, CA
23975 PARK SORRENTO, CALABASAS, CA, UNITED STATES, 91302
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.1 |
| Non-Discretionary | $0.4 |
| Total | $3.5 |
| Client | AUM |
|---|---|
| Retail | $3.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $3.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 153 | $0.1 |
| Average Individual AUM | $422,616 | |
| HNW | 349 | $3.3 |
| Average HNW AUM | $9,594,611 | |
| Retail Total | 502 | $3.4 |
| Average Retail AUM | $6,799,162 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $3.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.5 |
| Retail SMA AUM | $3.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.1 |
| Municipal | 4% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.0 |
| Investment Companies | 50% | $1.8 |
| Other Pools | 22% | $0.8 |
| Cash | 10% | $0.4 |
| Other | 0% | $0.0 |
| Total | 100% | $3.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FELICITAS GLOBAL PARTNERS, LLC | $0.8 | 292411 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| DRITZ, TYLER, SAMUEL | CHIEF COMPLIANCE OFFICER, TRUSTEE |
| POSEN, BENJAMIN, ALAN | TRUSTEE |
| DRITZ, TARYN, SPERRY | TRUSTEE |
| DEGAL, NORINNE, GRACE | TRUSTEE |
| SAMSON, LEE, CHARLES | PARTNER |
| SCHURIG, MARIELLE, KRISTINE | PARTNER |
| CROFTS, LUKE, WILLIAM | PARTNER |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| LUKE CROFTS | CALABASAS | CA | CHARTERED FINANCIAL ANALYST | ||||||
| MARIELLE SCHURIG | CALABASAS | CA | S66|2009-10-19 | CERTIFIED FINANCIAL PLANNER | |||||
| TYLER DRITZ | CALABASAS | CA | S66|2005-10-07 | CHARTERED FINANCIAL ANALYST | |||||
| GARY LEVENSTEIN | CALABASAS | CA | S63|1985-08-01 | ||||||
| JONATHAN DRUBNER | CALABASAS | CA | S65|2012-06-22 | CERTIFIED FINANCIAL PLANNER | |||||
| MARTHA MALEY | CALABASAS | CA | S63|1993-01-05 | ||||||
| LEE SAMSON | CALABASAS | CA | S63|1991-09-06|S65|2005-09-22 | ||||||
| BENJAMIN POSEN | CALABASAS | CA | S63|1993-03-24 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $3.5 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $3.2 | $0.3 | 10% | 10 | 0 | 0% |
| 2023-04-04 | $3.0 | $0.5 | 18% | 10 | 0 | 0% |
| 2022-04-01 | $2.5 | $1.0 | 43% | 7 | 3 | 43% |
| 2021-04-05 | $1.8 | $1.7 | 91% | 4 | 6 | 150% |
| 2020-04-01 | $1.3 | $2.2 | 171% | 4 | 6 | 150% |
| 2019-04-01 | $1.2 | $2.3 | 188% | 4 | 6 | 150% |
| 2018-04-02 | $1.2 | $2.3 | 196% | 4 | 6 | 150% |
| 2017-04-01 | $0.9 | $2.6 | 279% | 3 | 7 | 233% |
| 2016-04-01 | $0.7 | $2.8 | 420% | 5 | 5 | 100% |
| 2015-04-01 | $0.6 | $2.9 | 471% | 6 | 4 | 67% |
| 2014-04-01 | $0.5 | $3.0 | 591% | 5 | 5 | 100% |
| 2013-04-01 | $0.4 | $3.1 | 688% | 5 | 5 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-05/13/2011, CT-03/30/2022, FL-11/02/2020, LA-03/30/2022, MA-01/24/2022, MD-03/30/2022, NC-03/30/2022, NE-10/04/2019, NH-03/30/2022, NJ-02/03/2022, NY-10/26/2021, PA-03/30/2022, SD-03/30/2022, TX-07/12/2011 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV