AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $0.1 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 96% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LIZARD INTERNATIONAL GP, LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| MOOG, JONATHAN, DOUGLAS | CHIEF INVESTMENT OFFICER AND PORTFOLIO MANAGER |
| HARTER, THOMAS, LOWELL | CHIEF COMPLIANCE OFFICER |
| KING, THOMAS, EDWARD | OUTSOURCED CHIEF FINANCIAL OFFICER |
| ZELL, LEAH, JOY | TRUSTEE OF LJZ REVOCABLE TRUST, TRUSTEE OF LEAH'S TRUST |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.2 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | -17% | 3 | 0 | 0% |
| 2023-04-04 | $0.3 | -$0.1 | -25% | 4 | -1 | -25% |
| 2022-04-01 | $0.5 | -$0.3 | -53% | 9 | -6 | -67% |
| 2021-04-05 | $0.5 | -$0.3 | -54% | 8 | -5 | -62% |
| 2020-04-01 | $0.4 | -$0.2 | -48% | 9 | -6 | -67% |
| 2019-04-01 | $0.5 | -$0.3 | -57% | 11 | -8 | -73% |
| 2018-04-02 | $0.5 | -$0.3 | -58% | 10 | -7 | -70% |
| 2017-04-01 | $0.3 | -$0.1 | -29% | 10 | -7 | -70% |
| 2016-04-01 | $0.3 | -$0.1 | -29% | 8 | -5 | -62% |
| 2015-04-01 | $0.3 | -$0.1 | -27% | 10 | -7 | -70% |
| 2014-04-01 | $0.3 | $0.0 | -17% | 7 | -4 | -57% |
| 2013-04-01 | $0.2 | $0.1 | 42% | 7 | -4 | -57% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, IL-08/20/2008 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV