LOKKEN INVESTMENT GROUP, LLC
Latest filing: Mar 13, 2025 (142 days ago)
AUM
$366,520,850
21% change vs. 1 year ago
44% change vs. 3 years ago
163% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
4
-20% change vs. 1 year ago
-33% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LEWES, DE
1413 SAVANNAH ROAD,, LEWES, DE, UNITED STATES, 19958
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 429 | $0.1 |
| Average Individual AUM | $339,614 | |
| HNW | 98 | $0.2 |
| Average HNW AUM | $2,159,684 | |
| Retail Total | 527 | $0.4 |
| Average Retail AUM | $678,071 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.2 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 71% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 26% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BIG OAK INVESTORS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JONATHAN LOKKEN | LEWES | DE | S63|1997-12-09|S65|1997-12-22 | ||||||
| SEAN MERLONGHI | LEWES | DE | S66|2013-04-06 | CERTIFIED FINANCIAL PLANNER | |||||
| EVAN HINE | LEWES | DE | S66|2021-09-02 | ||||||
| JESSICA BIMONTE | LEWES | DE | S65|2019-10-23 | ||||||
| CARRIE RUARK | LEWES | DE | S65|2019-11-30 | ||||||
| JAY MIDDLETON | LEWES | DE | S63|1983-07-11|S65|1996-10-29 | CHARTERED FINANCIAL CONSULTANT | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 21% | 5 | -1 | -20% |
| 2023-04-04 | $0.2 | $0.1 | 55% | 5 | -1 | -20% |
| 2022-04-01 | $0.3 | $0.1 | 44% | 6 | -2 | -33% |
| 2021-04-05 | $0.2 | $0.1 | 64% | 5 | -1 | -20% |
| 2020-04-01 | $0.1 | $0.2 | 163% | 4 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.2 | 192% | 5 | -1 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| DE, DE-12/07/2018, FL-12/21/2018, LA-07/20/2020, MA-02/18/2021, MD-12/21/2018, NC-02/18/2021, NJ-02/24/2021, NY-03/11/2022, PA-12/21/2018, TX-07/08/2020, VA-02/18/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV