AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $18.9 |
| Non-Discretionary | $0.0 |
| Total | $18.9 |
| Client | AUM |
|---|---|
| Retail | $18.5 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $18.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 80,370 | $12.9 |
| Average Individual AUM | $160,257 | |
| HNW | 6,019 | $5.7 |
| Average HNW AUM | $939,205 | |
| Retail Total | 86,389 | $18.5 |
| Average Retail AUM | $214,528 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $18.9 |
| Retail SMA AUM | $18.5 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $1.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 88% | $16.6 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.8 |
| Other | 0% | $0.0 |
| Total | 100% | $18.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $18.9 | $0.0 | 0% | 4,650 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| SC, AK-08/28/2024, AL-08/07/2024, AR-08/07/2024, AZ-08/07/2024, CA-08/07/2024, CO-08/07/2024, CT-08/07/2024, DC-08/07/2024, DE-08/07/2024, FL-08/07/2024, GA-08/07/2024, HI-08/28/2024, IA-08/07/2024, ID-08/07/2024, IL-08/07/2024, IN-08/07/2024, KS-08/07/2024, KY-08/07/2024, LA-08/07/2024, MA-08/07/2024, MD-08/07/2024, ME-08/07/2024, MI-08/07/2024, MN-08/07/2024, MO-08/07/2024, MS-08/07/2024, MT-08/07/2024, NC-08/07/2024, ND-08/07/2024, NE-08/07/2024, NH-08/07/2024, NJ-08/07/2024, NM-08/07/2024, NV-08/07/2024, NY-08/07/2024, OH-08/07/2024, OK-08/07/2024, OR-08/07/2024, PA-08/07/2024, PR-08/07/2024, RI-08/07/2024, SC-08/07/2024, SD-08/07/2024, TN-08/07/2024, TX-08/07/2024, UT-08/07/2024, VA-08/07/2024, VI-08/07/2024, VT-08/07/2024, WA-08/07/2024, WI-08/07/2024, WV-08/07/2024, WY-08/07/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV