MA PRIVATE WEALTH, LLC
Latest filing: Apr 11, 2025 (71 days ago)
AUM
$584,116,263
14% change vs. 1 year ago
-9% change vs. 3 years ago
20% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
7
-12% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
SAN CARLOS, CA
1355 A SAN CARLOS AVENUE, SAN CARLOS, CA, UNITED STATES, 94070
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 202 | $0.1 |
| Average Individual AUM | $716,269 | |
| HNW | 150 | $0.4 |
| Average HNW AUM | $2,929,532 | |
| Retail Total | 352 | $0.6 |
| Average Retail AUM | $1,659,421 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 3% | $0.0 |
| Equity Non-Exch | 2% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 90% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| VIJAY PATEL | SAN CARLOS | CA | S63|2002-11-08|S65|2006-09-13 | ||||||
| MALLORY DAVIS | SAN CARLOS | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| ERICA ARROYO | SAN CARLOS | CA | S66|2009-03-28 | ||||||
| MARTIN MILLER | SAN CARLOS | CA | S63|1991-12-20 | ||||||
| BRIAN FERRIN | SAN CARLOS | CA | S63|1992-02-12|S65|2018-05-11 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.6 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 14% | 8 | -1 | -12% |
| 2023-04-04 | $0.4 | $0.1 | 31% | 8 | -1 | -12% |
| 2022-04-01 | $0.6 | -$0.1 | -9% | 7 | 0 | 0% |
| 2021-04-05 | $0.5 | $0.0 | 7% | 6 | 1 | 17% |
| 2020-04-01 | $0.5 | $0.1 | 20% | 7 | 0 | 0% |
| 2019-04-01 | $0.4 | $0.2 | 41% | 7 | 0 | 0% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 4 | 3 | 75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/26/2018, CO-03/27/2019, FL-03/27/2019, IL-02/27/2025, NV-03/27/2019, TX-01/26/2018, WA-03/27/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV