MAI CAPITAL MANAGEMENT, LLC

Latest filing: May 12, 2025 (66 days ago)
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AUM

$29,630,499,856
50% change vs. 1 year ago
106% change vs. 3 years ago
313% change vs. 5 years ago
676% change vs. 10 years ago

Employee Count

482
46% change vs. 1 year ago
96% change vs. 3 years ago
277% change vs. 5 years ago
630% change vs. 10 years ago

Main Office

CLEVELAND, OH
6050 OAK TREE BLVD, CLEVELAND, OH, UNITED STATES, 44131

Client AUM

Discretion AUM
Discretionary $27.5
Non-Discretionary $2.1
Total $29.6
Client AUM
Retail $26.9
Pooled $1.4
Institutional $1.3
Total $29.6
Retail Accounts AUM
Individual 7,685 $3.7
Average Individual AUM $477,436
HNW 4,781 $23.2
Average HNW AUM $4,862,889
Retail Total 12,466 $26.9
Average Retail AUM $2,159,359

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
FIDELITY BROKERAGE SERVICES LLC BOSTON-MA-USA $8.8
CHARLES SCHWAB & CO., INC. SAN FRANCISCO-CA-USA $7.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $28.2
Retail SMA AUM $26.9
Institutional SMA AUM $1.3
Asset Class % AUM
Equity Exch 25% $7.0
Equity Non-Exch 1% $0.3
Govt Agency 3% $0.8
Municipal 4% $1.1
Sovereign 0% $0.0
IG Credit 4% $1.1
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 51% $14.4
Other Pools 4% $1.1
Cash 8% $2.3
Other 0% $0.0
Total 100% $28.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MAI CAPITAL INCOME AND GROWTH VI QP GP, LLC $0.0 -
MAI CAPITAL INCOME & GROWTH GP V QP, LLC $0.0 -
MAI WEALTH GP LLC $0.0 -
MAI CAPITAL GP STAKING GP LLC $0.0 -
MAI CAPITAL INCOME & GROWTH GP V QC, LLC $0.0 -
MAI DIVERSIFIED REAL ESTATE INCOME III GP, LLC $0.0 -
MAI CAPITAL INCOME & GROWTH GP, LLC $0.0 -
MAI DIVERSIFIED REAL ESTATE INCOME GP, LLC $0.0 -
MAI CAPITAL INCOME & GROWTH GP III, LLC $0.0 -
MAI WEALTH OPPORTUNITY GP, LLC $0.0 -
MAI INSURANCE SOLUTIONS, LLC $0.0 -
MAI INDUSTRIAL WAREHOUSE GP, LLC $0.0 -
MAI CAPITAL INCOME & GROWTH GP IV, LLC $0.0 -
MAI WEALTH PRIVATE EQUITY GP LLC $0.0 -
MAI LENDING G.P., LLC $0.0 -
MAI GLADE BROOK FUND GP, LLC $0.0 -
MAI SOLAMERE FUND GP, LLC $0.0 -
MAI DIVERSIFIED REAL ESTATE INCOME II GP, LLC $0.0 -
EDGEWOOD PARTNERS INSURANCE CENTER (EPIC) $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
BUONCORE, RICHARD, JAMES MANAGING PARTNER
KACIC, JAMES, D. PRESIDENT
TITCHENELL, SHIRLEY, ANN CHIEF OPERATING OFFICER
ZALLER, JOHN, DANIEL CHIEF INVESTMENT OFFICER
AMADOR, ANTHONY, EDGAR CHIEF FINANCIAL OFFICER
HAPPE, MARK, JONATHAN CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

183 active representatives found, showing 20 random

Name City State Exams Designations
TIMOTHY CHAMBERS CLEVELAND OH S66|1998-06-02
RYAN KEENAN CLEVELAND OH S66|2010-07-02 CHARTERED FINANCIAL ANALYST
ALAN HENNING CLEVELAND OH CHARTERED FINANCIAL ANALYST
JASON PUTMAN CLEVELAND OH S63|2001-01-06 CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST
MITCHEL FAULKNER CLEVELAND OH S65|2018-03-01 CERTIFIED FINANCIAL PLANNER
DAVID NIEHAUS CLEVELAND OH CHARTERED FINANCIAL ANALYST
NICHOLAS SRMAG CLEVELAND OH S66|2001-08-17 CHARTERED FINANCIAL ANALYST
JOHN DOVICH CLEVELAND OH S63|1998-01-19 CHARTERED FINANCIAL CONSULTANT
JASON BELL CLEVELAND OH S63|2007-10-22|S65|2020-03-02
JUSTIN BASS CLEVELAND OH S65|2014-08-06
KEVIN KRAKORA CLEVELAND OH S65|2016-01-30
PATRICK GINGRAS CLEVELAND OH S63|1995-09-27|S65|2006-07-18
ROBERT CARON CLEVELAND OH S63|1992-10-20|S66|2004-10-01
AUSTIN BARR CLEVELAND OH CERTIFIED FINANCIAL PLANNER
LYNNE LAWRENCE CLEVELAND OH S65|2017-08-03
MARK VAN DRUNEN CLEVELAND OH S66|2002-03-21 CERTIFIED FINANCIAL PLANNER
ANDREW BRUNS CLEVELAND OH CHARTERED FINANCIAL ANALYST
GORGE ESTEVEZ CLEVELAND OH S63|2014-06-27|S65|2019-10-15 CERTIFIED FINANCIAL PLANNER
TIMOTHY O'SHEI CLEVELAND OH S63|1996-10-04|S65|2017-09-06 CERTIFIED FINANCIAL PLANNER
RYAN CATANESE CLEVELAND OH CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $29.6 $0.0 0% 482 0 0%
2025-04-21 $29.6 $0.0 0% 482 0 0%
2024-04-02 $19.7 $9.9 50% 331 151 46%
2023-04-04 $15.8 $13.9 88% 331 151 46%
2022-04-01 $14.4 $15.2 106% 246 236 96%
2021-04-05 $9.2 $20.4 220% 200 282 141%
2020-04-01 $7.2 $22.5 313% 128 354 277%
2019-04-01 $4.5 $25.2 564% 77 405 526%
2018-04-02 $4.7 $24.9 527% 71 411 579%
2017-04-01 $3.9 $25.7 657% 67 415 619%
2016-04-01 $3.8 $25.8 676% 67 415 619%
2015-04-01 $3.8 $25.8 676% 66 416 630%
2014-04-01 $3.5 $26.1 738% 67 415 619%
2013-04-01 $3.0 $26.7 901% 59 423 717%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
OH, AK-03/31/2023, AL-04/02/2020, AR-03/15/2018, AZ-04/20/2001, CA-04/20/2001, CO-03/31/2009, CT-03/31/2009, DC-03/31/2009, DE-03/27/2014, FL-04/20/2001, GA-11/16/2001, HI-03/15/2018, IA-04/02/2020, ID-03/31/2023, IL-05/01/2009, IN-03/31/2003, KS-04/02/2020, KY-03/31/2009, LA-03/31/2009, MA-04/20/2001, MD-03/15/2018, ME-03/31/2009, MI-05/23/2008, MN-03/15/2018, MO-03/31/2009, MS-04/02/2020, MT-08/17/2022, NC-04/20/2001, ND-03/31/2023, NE-03/31/2021, NH-12/23/2016, NJ-04/20/2001, NM-03/15/2018, NV-03/31/2009, NY-04/20/2001, OH-01/17/2001, OK-03/31/2009, OR-03/15/2018, PA-04/20/2001, PR-03/31/2022, RI-03/30/2020, SC-03/31/2009, SD-03/31/2023, TN-03/27/2015, TX-01/17/2002, UT-03/31/2021, VA-05/23/2008, VT-04/02/2020, WA-03/31/2009, WI-03/15/2018, WV-08/17/2022, WY-03/31/2023
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV