AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.5 |
| Non-Discretionary | $0.0 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $1.1 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 105 | $0.3 |
| Average HNW AUM | $3,292,600 | |
| Retail Total | 105 | $0.3 |
| Average Retail AUM | $3,292,600 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.5 |
| FIRST HORIZON BANK | MEMPHIS-TN-USA | $0.4 |
| FIDELITY DISTRIBUTORS COMPANY LLC | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 30% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 17% | $0.3 |
| Municipal | 5% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 36% | $0.5 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 9% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | $13.6 | broker-dealer | 17117 |
| FIRST HORIZON BANK | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| FLICKINGER, TED, LAWRENCE | DIRECTOR AND EXECUTIVE VICE PRESIDENT |
| AUR, RHOMES, CARVALHO | DIRECTOR |
| HOLT, MICHAEL, WRIGHT | DIRECTOR, PRESIDENT AND CEO |
| ATCHLEY, JAMES, HUGH | DIRECTOR AND CHAIRMAN OF THE BOARD |
| MILLER, DAVID, WIGHT | DIRECTOR |
| STEWART, CHARLES, CLAY | DIRECTOR |
| WILLIAMS, DARREN, ANDREW | DIRECTOR |
| KRUSE, KAREN, MORTON | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHARLES STEWART | KNOXVILLE | TN | CHARTERED FINANCIAL ANALYST | ||||||
| JOSEPH BREWER | KNOXVILLE | TN | |||||||
| MICHAEL HOLT | KNOXVILLE | TN | CHARTERED FINANCIAL ANALYST | ||||||
| CLAYTON WILLIAMS | KNOXVILLE | TN | CHARTERED FINANCIAL ANALYST | ||||||
| DARREN WILLIAMS | KNOXVILLE | TN | CHARTERED FINANCIAL ANALYST | ||||||
| TED FLICKINGER | KNOXVILLE | TN | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.5 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $1.5 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.0 | 2% | 7 | -1 | -14% |
| 2023-04-04 | $1.4 | $0.0 | 3% | 7 | -1 | -14% |
| 2022-04-01 | $1.6 | -$0.1 | -9% | 6 | 0 | 0% |
| 2021-04-05 | $1.6 | -$0.1 | -5% | 7 | -1 | -14% |
| 2020-04-01 | $1.5 | $0.0 | 1% | 8 | -2 | -25% |
| 2019-04-01 | $1.5 | $0.0 | 1% | 9 | -3 | -33% |
| 2018-04-02 | $1.6 | -$0.1 | -7% | 11 | -5 | -45% |
| 2017-04-01 | $1.7 | -$0.2 | -13% | 11 | -5 | -45% |
| 2016-04-01 | $1.7 | -$0.2 | -10% | 11 | -5 | -45% |
| 2015-04-01 | $1.7 | -$0.2 | -12% | 12 | -6 | -50% |
| 2014-04-01 | $2.0 | -$0.5 | -25% | 13 | -7 | -54% |
| 2013-04-01 | $2.0 | -$0.5 | -25% | 14 | -8 | -57% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TN, TN-07/07/1991 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV