MCLEAN ASSET MANAGEMENT CORP.
Latest filing: Mar 31, 2025 (123 days ago)
AUM
$819,201,980
9% change vs. 1 year ago
-17% change vs. 3 years ago
-3% change vs. 5 years ago
45% change vs. 10 years ago
Employee Count
26
0% change vs. 1 year ago
-10% change vs. 3 years ago
4% change vs. 5 years ago
24% change vs. 10 years ago
Main Office
TYSONS, VA
1900 GALLOWS ROAD, TYSONS, VA, UNITED STATES, 22182
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 233 | $0.1 |
| Average Individual AUM | $414,842 | |
| HNW | 246 | $0.6 |
| Average HNW AUM | $2,620,016 | |
| Retail Total | 479 | $0.7 |
| Average Retail AUM | $1,547,353 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.6 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 13% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 81% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RETIREMENT RESEARCHER, LLC | $0.0 | 297379 | |
| MCLEAN INSURANCE SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| UMEMOTO, DEAN, TAKAYUKI | MANAGING PRINCIPAL |
| MURGUIA, ALEJANDRO | MANAGING PRINCIPAL |
| UMEMOTO, KAREN, CHIKA | SHAREHOLDER |
| FRIEDMAN, PAULA, BONNIE | MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER |
| PFAU, WADE, DONALD | PRINCIPAL |
| WUNDER, JESSICA, NOELLE | PRINCIPAL |
| FRENCH, ROBERT, TIMOTHY | TRUSTEE |
| FRENCH, VIRGINIA, TING-SHU | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
17 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT FRENCH | TYSONS | VA | S66|2006-12-19 | CHARTERED FINANCIAL ANALYST | |||||
| LAUREN SQUEGLIA | TYSONS | VA | S63|2006-06-16|S66|2008-02-28 | ||||||
| BRIAN BASS | TYSONS | VA | S66|2014-06-12 | CERTIFIED FINANCIAL PLANNER | |||||
| DEAN UMEMOTO | TYSONS | VA | S63|1980-05-07|S65|1996-09-03 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| WADE PFAU | TYSONS | VA | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT CORDEAU | TYSONS | VA | S63|1998-02-20|S65|2004-02-10 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| ATHENA CHANG | TYSONS | VA | S65|2003-04-18 | CERTIFIED FINANCIAL PLANNER | |||||
| ALANA LIGHT | TYSONS | VA | S63|2011-07-28|S65|2011-08-02 | CERTIFIED FINANCIAL PLANNER | |||||
| JASON RIZKALLAH | TYSONS | VA | S66|2007-01-09 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| CLAUDIA BRUCE | TYSONS | VA | S65|2023-12-23 | ||||||
| PAULA FRIEDMAN | TYSONS | VA | S65|2007-11-19 | CERTIFIED FINANCIAL PLANNER | |||||
| STEPHEN POMANTI | TYSONS | VA | S63|2014-12-09 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| JESSICA WUNDER | TYSONS | VA | S66|2004-04-02 | CERTIFIED FINANCIAL PLANNER | |||||
| CATRINA RASTONIS | TYSONS | VA | S63|2011-04-04|S66|2012-01-10 | CERTIFIED FINANCIAL PLANNER | |||||
| JASON DYE | TYSONS | VA | S66|2008-09-26|S63|2014-04-08 | CERTIFIED FINANCIAL PLANNER | |||||
| JONATHAN MARCELLINO | TYSONS | VA | S65|2022-12-08 | ||||||
| ALEJANDRO MURGUIA | TYSONS | VA | S65|2003-01-28 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.8 | $0.0 | 0% | 26 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.1 | 9% | 26 | 0 | 0% |
| 2023-04-04 | $0.9 | -$0.1 | -7% | 26 | 0 | 0% |
| 2022-04-01 | $1.0 | -$0.2 | -17% | 29 | -3 | -10% |
| 2021-04-05 | $0.8 | $0.0 | -3% | 26 | 0 | 0% |
| 2020-04-01 | $0.8 | $0.0 | -3% | 25 | 1 | 4% |
| 2019-04-01 | $0.7 | $0.1 | 10% | 24 | 2 | 8% |
| 2018-04-02 | $0.7 | $0.1 | 11% | 22 | 4 | 18% |
| 2017-04-01 | $0.9 | -$0.1 | -12% | 22 | 4 | 18% |
| 2016-04-01 | $0.8 | $0.0 | 4% | 22 | 4 | 18% |
| 2015-04-01 | $0.6 | $0.3 | 45% | 21 | 5 | 24% |
| 2014-04-01 | $0.5 | $0.3 | 53% | 21 | 5 | 24% |
| 2013-04-01 | $0.6 | $0.3 | 48% | 26 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, AZ-01/15/2021, CA-04/21/2005, CO-08/11/2021, CT-08/11/2021, DC-01/28/1998, FL-04/22/2005, GA-03/02/2021, IL-01/25/2016, MA-02/11/2008, MD-12/07/1993, ME-04/18/2013, NC-02/13/2014, NE-08/09/2022, NH-10/20/2009, NJ-09/08/2022, NY-04/21/2005, OH-07/19/2021, PA-07/24/2012, SC-03/07/2023, TN-06/02/2022, TX-12/08/2014, VA-01/23/1991, WA-07/07/2016 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV