MEDALLION WEALTH ADVISORS, LLC
Latest filing: Mar 07, 2025 (131 days ago)
AUM
$407,428,379
24% change vs. 1 year ago
29% change vs. 3 years ago
136% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
7
0% change vs. 1 year ago
-12% change vs. 3 years ago
75% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
FARMINGTON, CT
2 BRIDGEWATER ROAD, FARMINGTON, CT, UNITED STATES, 6032
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,416 | $0.2 |
| Average Individual AUM | $164,030 | |
| HNW | 60 | $0.2 |
| Average HNW AUM | $2,580,746 | |
| Retail Total | 1,476 | $0.4 |
| Average Retail AUM | $262,271 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.1 |
| OSAIC WEALTH, INC. | TAMPA-FL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 39% | $0.2 |
| Equity Non-Exch | 24% | $0.1 |
| Govt Agency | 5% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 3% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 20% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SCOTT STEVENS | FARMINGTON | CT | S63|1992-01-30|S65|1994-09-19 | ||||||
| MATTHEW WOODS WEBER | FARMINGTON | CT | S66|2007-01-16 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC CHEYNE | FARMINGTON | CT | S63|1997-08-27|S65|1997-09-03 | ||||||
| STEVEN TELLAR | FARMINGTON | CT | S66|2012-04-12 | ||||||
| HENRY PETERSON | FARMINGTON | CT | S63|2013-04-18|S65|2015-08-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.1 | 24% | 7 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.1 | 51% | 7 | 0 | 0% |
| 2022-04-01 | $0.3 | $0.1 | 29% | 8 | -1 | -12% |
| 2021-04-05 | $0.3 | $0.1 | 56% | 4 | 3 | 75% |
| 2020-04-01 | $0.2 | $0.2 | 136% | 4 | 3 | 75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CT, CT-07/15/2019, FL-03/29/2021, MA-07/15/2019, NH-07/15/2019, NJ-07/17/2019, NY-07/15/2019, PA-07/15/2019, TX-11/03/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV