AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.9 |
| Non-Discretionary | $0.0 |
| Total | $2.9 |
| Client | AUM |
|---|---|
| Retail | $2.5 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $2.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 65 | $0.0 |
| Average Individual AUM | $462,681 | |
| HNW | 363 | $2.4 |
| Average HNW AUM | $6,736,149 | |
| Retail Total | 428 | $2.5 |
| Average Retail AUM | $5,783,402 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CITIBANK, N.A. | NEW YORK-NY-USA | $1.7 |
| BNY MELLON, N.A. | JERSEY CITY-NJ-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.9 |
| Retail SMA AUM | $2.5 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 94% | $2.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $2.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $2.9 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $2.9 | $0.0 | 2% | 15 | -2 | -13% |
| 2023-04-04 | $2.6 | $0.3 | 14% | 15 | -2 | -13% |
| 2022-04-01 | $2.8 | $0.1 | 3% | 16 | -3 | -19% |
| 2021-04-05 | $2.3 | $0.6 | 25% | 16 | -3 | -19% |
| 2020-04-01 | $2.2 | $0.7 | 33% | 16 | -3 | -19% |
| 2019-04-01 | $1.9 | $1.0 | 53% | 19 | -6 | -32% |
| 2018-04-02 | $2.3 | $0.7 | 29% | 19 | -6 | -32% |
| 2017-04-01 | $2.1 | $0.9 | 42% | 18 | -5 | -28% |
| 2016-04-01 | $2.0 | $1.0 | 50% | 18 | -5 | -28% |
| 2015-04-01 | $2.1 | $0.9 | 42% | 19 | -6 | -32% |
| 2014-04-01 | $2.0 | $1.0 | 48% | 20 | -7 | -35% |
| 2013-04-01 | $1.6 | $1.3 | 80% | 20 | -7 | -35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-04/26/1988, CT-09/04/1997, FL-01/14/1998, LA-03/12/2014, MA-04/05/1994, NH-12/01/2008, NJ-05/19/1988, NY-01/01/1974, TX-06/02/1994, VA-03/25/1988, VT-02/20/1996 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV