MFS INVESTMENT MANAGEMENT
Latest filing: Mar 31, 2025 (218 days ago)
AUM
$473,025,951,992
4% change vs. 1 year ago
-15% change vs. 3 years ago
14% change vs. 5 years ago
61% change vs. 10 years ago
Employee Count
1,271
-2% change vs. 1 year ago
16% change vs. 3 years ago
-15% change vs. 5 years ago
27% change vs. 10 years ago
Main Office
BOSTON, MA
111 HUNTINGTON AVENUE, BOSTON, MA, UNITED STATES, 02199-7618
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $445.9 |
| Non-Discretionary | $27.1 |
| Total | $473.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $467.4 |
| Institutional | $5.7 |
| Total | $473.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST CO. | BOSTON-MA-USA | $1.7 |
| SUMITOMO MITSUI TRUST BANK (U.S.A.) LIMITED | HOBOKEN-NJ-USA | $1.6 |
| BROWN BROTHERS HARRIMAN & CO. | BOSTON-MA-USA | $1.3 |
| JP MORGAN CHASE BANK, N.A. LONDON | LONDON--GBR | $1.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $5.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 95% | $5.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.1 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $5.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MFS INSTITUTIONAL ADVISORS INC. | $111.8 | 107144 | |
| SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC | $69.1 | 109684 | |
| BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP | $24.7 | 111470 | |
| MFS INVESTMENT MANAGEMENT K.K. | $0.0 | broker-dealer | - |
| MFS INVESTMENT MANAGEMENT CANADA LIMITED | $0.0 | broker-dealer | - |
| MFS DO BRASIL DESENVOLVIMENTO DE MERCADO LTDA. | $0.0 | - | |
| BENTALLGREENOAK (CANADA) LIMITED PARTNERSHIP | $0.0 | - | |
| SUN LIFE EVERBRIGHT LIFE INSURANCE COMPANY LIMITED | $0.0 | - | |
| SUN LIFE ASSURANCE COMPANY OF CANADA | $0.0 | - | |
| MFS HERITAGE TRUST COMPANY | $0.0 | trust company | - |
| MFS FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 31052 |
| MFS INTERNATIONAL (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL AUSTRALIA PTY LTD | $0.0 | broker-dealer | - |
| MFS INVESTMENT MANAGEMENT COMPANY (LUX) S.A R.L. | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL (U.K.) LIMITED | $0.0 | broker-dealer | - |
| MFS INTERNATIONAL SINGAPORE PTE. LTD. | $0.0 | - | |
| GO EQUITY GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| KANWAL, AMRIT, BIR-SINGH | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| ROBERGE, MICHAEL, WILLIAM | DIRECTOR, CHAIRMAN OF THE BOARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| HARDIN, HEIDI, WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY |
| STRAIN, KEVIN, D. | DIRECTOR |
| GEREMIA, CAROL, WILLIAM | DIRECTOR AND PRESIDENT |
| LICEA-MAILLOUX, ROSA, ESMERALDA | CHIEF COMPLIANCE OFFICER |
| DOUGHERTY, LINDA, MARIE | DIRECTOR |
| KENNEDY, MELISSA, JANE | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $473.0 | $0.0 | 0% | 1,271 | 0 | 0% |
| 2025-04-21 | $473.0 | $0.0 | 0% | 1,271 | 0 | 0% |
| 2024-04-02 | $454.3 | $18.7 | 4% | 1,300 | -29 | -2% |
| 2023-04-04 | $417.4 | $55.6 | 13% | 1,200 | 71 | 6% |
| 2022-04-01 | $556.8 | -$83.8 | -15% | 1,100 | 171 | 16% |
| 2021-04-05 | $495.5 | -$22.5 | -5% | 1,500 | -229 | -15% |
| 2020-04-01 | $414.9 | $58.1 | 14% | 1,500 | -229 | -15% |
| 2019-04-01 | $332.7 | $140.3 | 42% | 1,100 | 171 | 16% |
| 2018-04-02 | $377.9 | $95.1 | 25% | 1,100 | 171 | 16% |
| 2017-04-01 | $303.2 | $169.8 | 56% | 1,000 | 271 | 27% |
| 2016-04-01 | $289.9 | $183.1 | 63% | 1,000 | 271 | 27% |
| 2015-04-01 | $293.8 | $179.3 | 61% | 1,000 | 271 | 27% |
| 2014-04-01 | $269.5 | $203.6 | 76% | 1,000 | 271 | 27% |
| 2013-04-01 | $205.5 | $267.6 | 130% | 1,000 | 271 | 27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CT-03/31/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV