AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $571.1 |
| Non-Discretionary | $0.0 |
| Total | $571.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $565.7 |
| Institutional | $5.4 |
| Total | $571.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | LONDON--GBR | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $5.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 100% | $5.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $5.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MFI FUNDING LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
36 active
| Name | Title |
|---|---|
| ENGLANDER, ISRAEL, ALEXANDER | CHIEF EXECUTIVE OFFICER, TRUSTEE, MEMBER, TRUSTEE |
| MESKIN, MARK, ISRAEL | CHIEF TRADING OFFICER |
| SCHWARTZ, MARTIN, ZVI | CHIEF COMPLIANCE OFFICER |
| NOVOGRATZ, JOHN, STRUTH | GLOBAL HEAD OF CAPITAL DEVELOPMENT & INVESTOR RELATIONS |
| RAVIV, GIL, ADAM | GLOBAL GENERAL COUNSEL |
| TORGOVNIK, VLADIMIR, NMN | CHIEF INFORMATION OFFICER |
| NAGPAL, AJAY, NMN | PRESIDENT AND CHIEF OPERATING OFFICER |
| BYRNE, KEVIN, G | CHIEF FINANCIAL OFFICER |
| ROHR, GEORGE, (NMN) | TRUSTEE, TRUSTEE, TRUSTEE, MANAGER, MANAGER |
| NASH, JOSHUA | TRUSTEE |
| SANTORO, PETER, ALPHONSO | GLOBAL HEAD OF EQUITIES |
| FLEMING, GREGORY, JAMES | TRUSTEE |
| GARON, ROSS, ANDEN | GLOBAL HEAD OF QUANTITATIVE STRATEGIES |
| RUSSO, PAUL, MARTIN | CO-CIO AND GLOBAL HEAD OF EQUITIES RISK |
| KONARZEWSKI, ROSANNA, ELIZABETH | CHIEF COMMUNICATIONS OFFICER |
| VERSCHLEISER, JEFFREY, LOUIS | GLOBAL HEAD OF CREDIT AND MORTGAGE RISK |
| ROFEY, SCOTT, M. | GLOBAL HEAD OF RATES, MACRO AND COMMODITIES RISK |
| GMELICH, JUSTIN, GERALD | CO-CIO |
| BERKOVITZ, DAN, MICHAEL | VICE CHAIRMAN, EXTERNAL AND REGULATORY AFFAIRS |
| MAZZELLA, RICHARD, SCOTT | GLOBAL HEAD OF FIXED INCOME |
| WIDAWSKY, DANIEL, JONATHAN | CHIEF ADMINISTRATIVE OFFICER |
| DEWELL, ANTHONY, PIERRE | GLOBAL HEAD OF COMMODITIES |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $571.1 | $0.0 | 0% | 6,140 | 0 | 0% |
| 2025-04-21 | $571.1 | $0.0 | 0% | 6,140 | 0 | 0% |
| 2024-04-02 | $505.9 | $65.2 | 13% | 5,550 | 590 | 11% |
| 2023-04-04 | $390.6 | $180.5 | 46% | 4,810 | 1,330 | 28% |
| 2022-04-01 | $341.0 | $230.1 | 67% | 3,985 | 2,155 | 54% |
| 2021-04-05 | $295.0 | $276.1 | 94% | 3,430 | 2,710 | 79% |
| 2020-04-01 | $276.8 | $294.3 | 106% | 3,035 | 3,105 | 102% |
| 2019-04-01 | $224.6 | $346.5 | 154% | 2,839 | 3,301 | 116% |
| 2018-04-02 | $202.4 | $368.7 | 182% | 2,443 | 3,697 | 151% |
| 2017-04-01 | $207.6 | $363.5 | 175% | 2,140 | 4,000 | 187% |
| 2016-04-01 | $207.9 | $363.2 | 175% | 1,830 | 4,310 | 236% |
| 2015-04-01 | $181.5 | $389.6 | 215% | 1,625 | 4,515 | 278% |
| 2014-04-01 | $156.7 | $414.4 | 265% | 1,425 | 4,715 | 331% |
| 2013-04-01 | $119.0 | $452.1 | 380% | 950 | 5,190 | 546% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, AZ-03/31/2023, CA-03/30/2012, CO-03/31/2021, CT-03/30/2012, FL-03/30/2016, GA-03/31/2022, IL-03/30/2012, KY-03/28/2024, LA-03/31/2025, MA-03/31/2018, MD-03/30/2016, MI-03/31/2025, MN-03/31/2025, MO-03/28/2024, MT-03/28/2024, NC-03/31/2018, NE-03/31/2022, NH-03/30/2012, NJ-03/30/2012, NV-03/28/2024, NY-03/30/2012, OH-03/31/2018, OK-03/31/2022, OR-03/31/2022, PA-03/30/2012, PR-01/08/2021, RI-03/28/2024, SC-03/31/2018, TN-03/28/2024, TX-03/30/2012, UT-01/08/2021, WA-03/31/2021, WI-03/31/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV