MILLER HOWARD INVESTMENTS INC
Latest filing: Mar 19, 2025 (76 days ago)
AUM
$3,450,989,180
6% change vs. 1 year ago
13% change vs. 3 years ago
-17% change vs. 5 years ago
-61% change vs. 10 years ago
Employee Count
34
0% change vs. 1 year ago
6% change vs. 3 years ago
-29% change vs. 5 years ago
-42% change vs. 10 years ago
Main Office
KINGSTON, NY
45 PINE GROVE AVE, KINGSTON, NY, UNITED STATES, 12401
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.1 |
| Non-Discretionary | $0.3 |
| Total | $3.5 |
| Client | AUM |
|---|---|
| Retail | $0.8 |
| Pooled | $0.4 |
| Institutional | $2.3 |
| Total | $3.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,765 | $0.5 |
| Average Individual AUM | $280,610 | |
| HNW | 137 | $0.3 |
| Average HNW AUM | $2,044,976 | |
| Retail Total | 1,902 | $0.8 |
| Average Retail AUM | $407,697 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $1.5 |
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.1 |
| Retail SMA AUM | $0.8 |
| Institutional SMA AUM | $2.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $3.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $3.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MHI FUNDS, LLC | $0.0 | 282270 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| HAMADA, HELEN | DIRECTOR/CHAIR |
| LESLIE, JOHN, EDWARD | DIRECTOR/PORTFOLIO MANAGER/SENIOR RESEARCH ANALYST |
| JENIFER, LUAN, ELIZABETH | DIRECTOR/PRESIDENT/CEO |
| ATKINS, CHARLES, MICHAEL | CHIEF COMPLIANCE OFFICER |
| HELHOSKI, BRIAN, EUGENE | CHIEF FINANCIAL OFFICER |
| HUGHES, DANIELLE, FRANCES | DIRECTOR |
| HOROWITZ, EVA, MARIE | DIRECTOR/CHIEF OPERATING OFFICER/SECRETARY |
| JOHNSTON, CATHERINE, MARI | CHIEF MARKETING OFFICER |
| POWELL, GREGORY, LEE | CHIEF INVESTMENT OFFICER |
| ROTH, BETH-ANN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL MANDELOS | KINGSTON | NY | S66|2012-11-29 | ||||||
| LOWELL MILLER | KINGSTON | NY | S63|1996-07-26|S65|1993-12-13 | ||||||
| JUDD PETERSON | KINGSTON | NY | S63|1985-10-23|S65|1995-10-04|S66|2007-05-23 | ||||||
| BRYAN SPRATT | KINGSTON | NY | S65|2002-04-09|S63|2014-07-10 | ||||||
| STEPHANIE GELLER | KINGSTON | NY | S65|2002-12-09|S63|2016-04-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $3.5 | $0.0 | 0% | 34 | 0 | 0% |
| 2025-04-21 | $3.5 | $0.0 | 0% | 34 | 0 | 0% |
| 2024-04-02 | $3.2 | $0.2 | 6% | 34 | 0 | 0% |
| 2023-04-04 | $3.1 | $0.3 | 10% | 32 | 2 | 6% |
| 2022-04-01 | $3.0 | $0.4 | 13% | 32 | 2 | 6% |
| 2021-04-05 | $2.4 | $1.0 | 41% | 35 | -1 | -3% |
| 2020-04-01 | $4.2 | -$0.7 | -17% | 48 | -14 | -29% |
| 2019-04-01 | $4.4 | -$1.0 | -22% | 49 | -15 | -31% |
| 2018-04-02 | $6.0 | -$2.5 | -42% | 63 | -29 | -46% |
| 2017-04-01 | $6.4 | -$2.9 | -46% | 65 | -31 | -48% |
| 2016-04-01 | $6.8 | -$3.4 | -49% | 61 | -27 | -44% |
| 2015-04-01 | $8.9 | -$5.5 | -61% | 59 | -25 | -42% |
| 2014-04-01 | $6.7 | -$3.2 | -48% | 45 | -11 | -24% |
| 2013-04-01 | $4.3 | -$0.8 | -19% | 34 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-07/17/2007, AL-03/29/2012, AR-07/17/2007, AZ-07/10/2002, CA-07/10/2002, CO-07/10/2002, CT-07/10/2002, DC-03/29/2012, DE-07/23/2007, FL-07/10/2002, GA-07/10/2002, HI-06/03/2009, IA-03/29/2012, ID-01/25/2006, IL-07/17/2002, IN-05/09/2008, KS-03/29/2012, KY-07/10/2002, LA-09/22/2010, MA-07/10/2002, MD-05/09/2008, ME-08/16/2006, MI-01/25/2006, MN-07/17/2002, MO-12/18/2002, MS-03/29/2012, MT-03/29/2012, NC-07/10/2002, ND-07/17/2007, NE-01/25/2006, NH-01/25/2006, NJ-09/01/1993, NM-07/10/2002, NV-07/17/2007, NY-03/30/2007, OH-07/10/2002, OK-03/29/2012, OR-07/10/2002, PA-07/10/2002, RI-01/25/2006, SC-01/10/2007, SD-04/25/2007, TN-07/11/2002, TX-07/10/2002, UT-01/24/2008, VA-07/10/2002, VT-01/25/2006, WA-02/07/1994, WI-01/25/2006, WV-03/29/2012, WY-03/29/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV