MONTIS FINANCIAL, LLC
Latest filing: May 01, 2025 (82 days ago)
AUM
$1,012,415,189
58% change vs. 1 year ago
35% change vs. 3 years ago
65% change vs. 5 years ago
115% change vs. 10 years ago
Employee Count
26
73% change vs. 1 year ago
136% change vs. 3 years ago
225% change vs. 5 years ago
271% change vs. 10 years ago
Main Office
WALTHAM, MA
230 THIRD AVENUE, WALTHAM, MA, UNITED STATES, 2451
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 255 | $0.9 |
| Average Individual AUM | $3,515,942 | |
| HNW | 286 | $0.1 |
| Average HNW AUM | $401,569 | |
| Retail Total | 541 | $1.0 |
| Average Retail AUM | $1,869,527 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 8% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 81% | $0.8 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
12 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RANDALL SCHAIBLE | WALTHAM | MA | S65|2016-11-14 | CHARTERED FINANCIAL ANALYST | |||||
| JOHN YANCHEK | WALTHAM | MA | S63|2015-07-15|S65|2021-11-17 | ||||||
| CHRISTIANE DELESSERT | WALTHAM | MA | S63|1981-05-06 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSEPH BRAGDON | WALTHAM | MA | |||||||
| JESSICA SCOLA | WALTHAM | MA | S65|2023-09-05 | ||||||
| CAMERON GAST | WALTHAM | MA | S66|2020-07-31 | CERTIFIED FINANCIAL PLANNER | |||||
| DENNIS FOLLMER | WALTHAM | MA | S63|1992-11-03|S65|2023-03-27 | ||||||
| ROBERT WHELAN | WALTHAM | MA | S63|1988-01-27|S65|1993-06-14 | ||||||
| BRIAN BURKE | WALTHAM | MA | S63|1998-02-19|S66|2006-10-16 | CERTIFIED FINANCIAL PLANNER | |||||
| TIMOTHY BROWN | WALTHAM | MA | S63|2005-12-20|S65|1998-06-17 | ||||||
| TUCKER DONAHOE | WALTHAM | MA | S65|2014-05-01|S63|2013-12-31 | ||||||
| CLAUDINE SCHROCK | WALTHAM | MA | S65|2015-05-11|S63|2011-07-20 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 26 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.4 | 58% | 15 | 11 | 73% |
| 2023-04-04 | $0.6 | $0.4 | 63% | 13 | 13 | 100% |
| 2022-04-01 | $0.7 | $0.3 | 35% | 11 | 15 | 136% |
| 2021-04-05 | $0.7 | $0.4 | 53% | 9 | 17 | 189% |
| 2020-04-01 | $0.6 | $0.4 | 65% | 8 | 18 | 225% |
| 2019-04-01 | $0.5 | $0.5 | 98% | 8 | 18 | 225% |
| 2018-04-02 | $0.5 | $0.5 | 91% | 8 | 18 | 225% |
| 2017-04-01 | $0.5 | $0.5 | 105% | 6 | 20 | 333% |
| 2016-04-01 | $0.5 | $0.5 | 116% | 8 | 18 | 225% |
| 2015-04-01 | $0.5 | $0.5 | 115% | 7 | 19 | 271% |
| 2014-04-01 | $0.4 | $0.6 | 129% | 7 | 19 | 271% |
| 2013-04-01 | $0.4 | $0.6 | 165% | 6 | 20 | 333% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-02/20/2013, CO-03/28/2025, CT-10/18/2023, DC-10/26/2018, FL-09/08/2017, ID-12/11/2023, MA-04/27/2012, MD-03/28/2025, ME-10/18/2023, NC-05/04/2021, NH-09/08/2017, NY-02/20/2013, OR-10/18/2023, PA-05/01/2025, SC-10/18/2023, TX-12/11/2023, VA-09/08/2017, VT-05/05/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV