AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $143.9 |
| Non-Discretionary | $21.5 |
| Total | $165.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $119.2 |
| Institutional | $46.2 |
| Total | $165.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| MITSUBISHI UFJ GLOBAL CUSTODY S.A | LUXEMBOURG--LUX | $17.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $46.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $46.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $25.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $1.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 5% | $2.3 |
| IG Credit | 16% | $7.4 |
| HY Credit | 3% | $1.4 |
| Derivatives | 1% | $0.5 |
| Investment Companies | 4% | $1.8 |
| Other Pools | 6% | $2.8 |
| Cash | 3% | $1.4 |
| Other | 1% | $0.5 |
| Total | 97% | $44.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | $619.2 | 110353 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | $574.0 | 114310 | |
| BOSTON MANAGEMENT AND RESEARCH | $128.1 | 104853 | |
| EATON VANCE MANAGEMENT | $84.9 | 104859 | |
| CALVERT RESEARCH AND MANAGEMENT | $39.5 | 285127 | |
| MORGAN STANLEY AIP GP LP | $38.7 | 117050 | |
| ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | $36.3 | 116719 | |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | $35.9 | 283733 | |
| MS CAPITAL PARTNERS ADVISER INC. | $34.4 | 147521 | |
| MSREF REAL ESTATE ADVISOR, INC. | $11.1 | 142047 | |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | $10.1 | 126896 | |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | $0.0 | 126071 | |
| E*TRADE CAPITAL MANAGEMENT, LLC | $0.0 | 42159 | |
| MORGAN STANLEY FIXED INCOME GP INC. | $0.0 | - | |
| MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED | $0.0 | - | |
| MORGAN STANLEY PENSION TRUSTEE LIMITED | $0.0 | trust company | - |
| MORGAN STANLEY SAUDI ARABIA | $0.0 | broker-dealer | - |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | $0.0 | - | |
| MSIM GP INC. | $0.0 | - | |
| MSIM DELAWARE GP INC. | $0.0 | - | |
| MORGAN STANLEY REAL ESTATE ADVISOR, INC. | $0.0 | 127488 | |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | $0.0 | broker-dealer | - |
| MORGAN STANLEY & CO. INTERNATIONAL PLC | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| O'HEALAI, RUAIRI | DIRECTOR & MANAGING DIRECTOR |
| KELLY, FIONA, CAMERON | DIRECTOR & MANAGING DIRECTOR |
| LOCKWOOD, RICHARD, ANDREW | DIRECTOR & MANAGING DIRECTOR |
| PARISH, ZOE, VICTORIA WOODBINE | DIRECTOR |
| HERON, EDWARD, RICHARD | CHIEF LEGAL OFFICER |
| JUERGENS, BENJAMIN, JOHN | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $165.3 | $0.0 | 0% | 197 | 0 | 0% |
| 2025-04-21 | $165.3 | $0.0 | 0% | 197 | 0 | 0% |
| 2024-04-02 | $165.9 | -$0.5 | 0% | 189 | 8 | 4% |
| 2023-04-04 | $212.9 | -$47.5 | -22% | 153 | 44 | 29% |
| 2022-04-01 | $212.9 | -$47.5 | -22% | 153 | 44 | 29% |
| 2021-04-05 | $201.3 | -$35.9 | -18% | 134 | 63 | 47% |
| 2020-04-01 | $154.7 | $10.6 | 7% | 113 | 84 | 74% |
| 2019-04-01 | $63.9 | $101.5 | 159% | 316 | -119 | -38% |
| 2018-04-02 | $73.8 | $91.5 | 124% | 316 | -119 | -38% |
| 2017-04-01 | $55.6 | $109.8 | 197% | 323 | -126 | -39% |
| 2016-04-01 | $54.5 | $110.9 | 203% | 234 | -37 | -16% |
| 2015-04-01 | $62.8 | $102.6 | 163% | 222 | -25 | -11% |
| 2014-04-01 | $60.1 | $105.3 | 175% | 219 | -22 | -10% |
| 2013-04-01 | $51.5 | $113.8 | 221% | 208 | -11 | -5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV