MORLING FINANCIAL ADVISORS, LLC
Latest filing: Mar 19, 2025 (120 days ago)
AUM
$755,720,449
25% change vs. 1 year ago
51% change vs. 3 years ago
177% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
19
12% change vs. 1 year ago
58% change vs. 3 years ago
111% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
FREMONT, CA
39355 CALIFORNIA STREET, FREMONT, CA, UNITED STATES, 94538-1447
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 80 | $0.0 |
| Average Individual AUM | $439,717 | |
| HNW | 247 | $0.7 |
| Average HNW AUM | $2,822,700 | |
| Retail Total | 327 | $0.7 |
| Average Retail AUM | $2,239,707 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 19% | $0.1 |
| Other Pools | 22% | $0.2 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| WA HUONG | $0.0 | - | |
| MORLING & COMPANY | $0.0 | accountancy | - |
| MAGNOLIA TREE INVESTMENTS INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
14 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW SHIBATA | FREMONT | CA | S66|2006-11-08 | CHARTERED FINANCIAL ANALYST | |||||
| SYLVIA CHIN | FREMONT | CA | S66|2004-03-26 | CERTIFIED FINANCIAL PLANNER | |||||
| VICTOR HUANG | FREMONT | CA | S65|2016-01-27 | ||||||
| GARY CHENG | FREMONT | CA | S65|2013-11-01 | ||||||
| DIANA LE | FREMONT | CA | S65|2023-04-14 | ||||||
| WILLIAM LI | FREMONT | CA | S65|2021-05-11 | ||||||
| WA HUONG | FREMONT | CA | S63|1999-06-08|S66|2001-11-01 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| PETER LING | FREMONT | CA | S65|2007-02-17 | ||||||
| SAVANNAH WARREN | FREMONT | CA | S65|2019-10-22 | ||||||
| JAWAD EHSANYAR | FREMONT | CA | S65|2023-03-13 | ||||||
| MICHAEL KING | FREMONT | CA | S65|2022-02-23 | ||||||
| ANNA NORMAN | FREMONT | CA | S66|2017-08-07 | ||||||
| KHER JIN CHAI | FREMONT | CA | S66|2014-05-15 | ||||||
| BENJAMIN FEINER | FREMONT | CA | S65|2023-11-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.8 | $0.0 | 0% | 19 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 19 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 25% | 17 | 2 | 12% |
| 2023-04-04 | $0.5 | $0.3 | 56% | 16 | 3 | 19% |
| 2022-04-01 | $0.5 | $0.3 | 51% | 12 | 7 | 58% |
| 2021-04-05 | $0.4 | $0.4 | 110% | 9 | 10 | 111% |
| 2020-04-01 | $0.3 | $0.5 | 177% | 9 | 10 | 111% |
| 2019-04-01 | $0.2 | $0.5 | 255% | 8 | 11 | 138% |
| 2018-04-02 | $0.2 | $0.6 | 278% | 7 | 12 | 171% |
| 2017-04-01 | $0.2 | $0.6 | 361% | 7 | 12 | 171% |
| 2016-04-01 | $0.1 | $0.6 | 466% | 7 | 12 | 171% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-06/30/2015, GA-03/19/2025, NV-03/19/2025, TN-02/04/2022, TX-02/04/2022, WA-02/04/2022, WI-03/19/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV