AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 30 | $0.0 |
| Average Individual AUM | $201,180 | |
| HNW | 23 | $0.0 |
| Average HNW AUM | $1,472,026 | |
| Retail Total | 53 | $0.0 |
| Average Retail AUM | $752,679 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | EL PASO-TX-USA | $0.0 |
| BNY MELLON CAPITAL MARKETS, LLC | CINCINNATTI-OH-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $0.0 |
| Equity Non-Exch | 3% | $0.0 |
| Govt Agency | 16% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 16% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 13% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ARTHUR JOHNSON | LA JOLLA | CA | S65|2022-12-27 | ||||||
| ARTHUR JOHNSON | LA JOLLA | CA | S63|1995-02-06|S65|1991-08-20 | CHARTERED FINANCIAL ANALYST | |||||
| NATALIE MCINTOSH | LA JOLLA | CA | S66|2005-02-04 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.1 | $0.0 | 0% | 3 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 11% | 4 | -1 | -25% |
| 2023-04-04 | $0.1 | $0.0 | 10% | 4 | -1 | -25% |
| 2022-04-01 | $0.1 | $0.0 | -11% | 2 | 1 | 50% |
| 2021-04-05 | $0.1 | $0.0 | 1% | 2 | 1 | 50% |
| 2020-04-01 | $0.1 | $0.0 | 7% | 2 | 1 | 50% |
| 2019-04-01 | $0.1 | $0.0 | 43% | 2 | 1 | 50% |
| 2018-04-02 | $0.1 | $0.0 | 40% | 2 | 1 | 50% |
| 2017-04-01 | $0.0 | $0.0 | 60% | 2 | 1 | 50% |
| 2016-04-01 | $0.0 | $0.0 | 66% | 2 | 1 | 50% |
| 2015-04-01 | $0.1 | $0.0 | 42% | 2 | 1 | 50% |
| 2014-04-01 | $0.1 | $0.0 | 44% | 2 | 1 | 50% |
| 2013-04-01 | $0.0 | $0.0 | 82% | 2 | 1 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-01/01/2003, TX-03/21/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV