NAPLES GLOBAL ADVISORS
Latest filing: Mar 27, 2025 (117 days ago)
AUM
$1,654,697,768
12% change vs. 1 year ago
25% change vs. 3 years ago
110% change vs. 5 years ago
357% change vs. 10 years ago
Employee Count
18
0% change vs. 1 year ago
29% change vs. 3 years ago
50% change vs. 5 years ago
125% change vs. 10 years ago
Main Office
NAPLES, FL
720 5TH AVENUE SOUTH, NAPLES, FL, UNITED STATES, 34102
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.7 |
| Client | AUM |
|---|---|
| Retail | $1.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 24 | $0.0 |
| Average Individual AUM | $409,348 | |
| HNW | 255 | $1.6 |
| Average HNW AUM | $6,320,958 | |
| Retail Total | 279 | $1.6 |
| Average Retail AUM | $5,812,432 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $1.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 67% | $1.1 |
| Equity Non-Exch | 6% | $0.1 |
| Govt Agency | 7% | $0.1 |
| Municipal | 8% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| SUDDETH, JOHN, MIXON | CHIEF INVESTMENT OFFICER, MANAGING MEMBER |
| MORRIS, MICHAEL, H. | CEO/MANAGING MEMBER |
| GEROY, KERRY, MCGUIRE | CHIEF COMPLIANCE OFFICER, FIRM PRINCIPAL |
| DEBSKI, GRZEGORZ, STEFAN | FIRM PRINCIPAL |
| CODREY, ISAAC, EARL WILLIAM | FIRM PRINCIPAL |
ADVDB.CO • SOURCE: SEC
Representatives
14 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS RUSSO | NAPLES | FL | S63|2018-09-12 | CHARTERED FINANCIAL ANALYST | |||||
| KERRY GEROY | NAPLES | FL | S65|2015-11-09 | ||||||
| DAVID GRIFFIS | NAPLES | FL | S63|1989-06-14 | CHARTERED FINANCIAL ANALYST | |||||
| JOHN SUDDETH | NAPLES | FL | S63|1987-04-16 | CHARTERED FINANCIAL ANALYST | |||||
| JAMES DAVIS | NAPLES | FL | S63|1996-05-24|S66|2005-11-23 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN CHEESBOROUGH | NAPLES | FL | S63|2011-04-30|S65|2020-12-22 | ||||||
| GRZEGORZ DEBSKI | NAPLES | FL | S65|2015-01-20 | CHARTERED FINANCIAL ANALYST | |||||
| ANDREW HARTLINE | NAPLES | FL | S63|2003-09-10 | CHARTERED FINANCIAL ANALYST | |||||
| KELLY WALKER | NAPLES | FL | S65|2020-03-03 | ||||||
| JASON RUNDORFF | NAPLES | FL | S66|2007-05-21 | CERTIFIED FINANCIAL PLANNER | |||||
| ISAAC CODREY | NAPLES | FL | S66|2008-11-06 | CHARTERED FINANCIAL ANALYST | |||||
| SARA PERKINS | NAPLES | FL | S65|2018-05-30 | ||||||
| MICHAEL MORRIS | NAPLES | FL | S65|2015-02-12 | ||||||
| AUSTIN HERZER | NAPLES | FL | S65|2022-10-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.7 | $0.0 | 0% | 18 | 0 | 0% |
| 2025-04-21 | $1.7 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.2 | 12% | 18 | 0 | 0% |
| 2023-04-04 | $1.2 | $0.4 | 33% | 15 | 3 | 20% |
| 2022-04-01 | $1.3 | $0.3 | 25% | 14 | 4 | 29% |
| 2021-04-05 | $0.9 | $0.8 | 84% | 12 | 6 | 50% |
| 2020-04-01 | $0.8 | $0.9 | 110% | 12 | 6 | 50% |
| 2019-04-01 | $0.6 | $1.1 | 177% | 12 | 6 | 50% |
| 2018-04-02 | $0.6 | $1.1 | 192% | 11 | 7 | 64% |
| 2017-04-01 | $0.4 | $1.2 | 290% | 8 | 10 | 125% |
| 2016-04-01 | $0.4 | $1.3 | 361% | 7 | 11 | 157% |
| 2015-04-01 | $0.4 | $1.3 | 357% | 8 | 10 | 125% |
| 2014-04-01 | $0.2 | $1.4 | 568% | 6 | 12 | 200% |
| 2013-04-01 | $0.2 | $1.5 | 941% | 5 | 13 | 260% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, FL-08/04/2011, GA-03/03/2014, IL-03/04/2014, MA-03/12/2015, NC-09/16/2022, NH-11/30/2022, OH-02/24/2017, TN-03/29/2024, TX-10/17/2014, VA-03/23/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV