AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LAWRENCE JOEL HASS | $0.0 | law firm | - |
| JAMES R. DIFEDE | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
| Name | Title |
|---|---|
| KANNE, JEFFREY, JOHN | CHIEF EXECUTIVE OFFICER AND DIRECTOR |
| DIFEDE, JAMES, R. | DIRECTOR |
| HASS, LAWRENCE, JOEL | DIRECTOR |
| QUEBE, DENNIS, F. | TRUSTEE |
| COLSON, JOHN, R. | DIRECTOR |
| NOBLE, PAUL | TRUSTEE |
| MARCO, JOHN, MICHAEL | DIRECTOR |
| AYIVORH, JEANNE, ABBOTT | CHIEF OPERATING OFFICER |
| VERDI, KEVIN, MICHAEL | CHIEF INVESTMENT OFFICER |
| COOPER, KENNETH, WELLS | TRUSTEE |
| GRAU, JOHN, M. | DIRECTOR |
| WESTERHOLM, JERRY | DIRECTOR |
| LONG, DAVID | TRUSTEE |
| VERSACE, KIMBERLY, MARIE | CHIEF COMPLIANCE OFFICER |
| KASMARK, RAYMOND, EUGENE | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 48 | -4 | -8% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 47 | -3 | -6% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 51 | -7 | -14% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 46 | -2 | -4% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 30 | 14 | 47% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 45 | -1 | -2% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 38 | 6 | 16% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 41 | 3 | 7% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 34 | 10 | 29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| DC, DC-02/22/2010 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV