AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.0 |
Non-Discretionary | $0.0 |
Total | $0.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
LAWRENCE JOEL HASS | $0.0 | law firm | - |
JAMES R. DIFEDE | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
Name | Title |
---|---|
KANNE, JEFFREY, JOHN | CHIEF EXECUTIVE OFFICER AND DIRECTOR |
DIFEDE, JAMES, R. | DIRECTOR |
HASS, LAWRENCE, JOEL | DIRECTOR |
QUEBE, DENNIS, F. | TRUSTEE |
COLSON, JOHN, R. | DIRECTOR |
NOBLE, PAUL | TRUSTEE |
MARCO, JOHN, MICHAEL | DIRECTOR |
AYIVORH, JEANNE, ABBOTT | CHIEF OPERATING OFFICER |
VERDI, KEVIN, MICHAEL | CHIEF INVESTMENT OFFICER |
COOPER, KENNETH, WELLS | TRUSTEE |
GRAU, JOHN, M. | DIRECTOR |
WESTERHOLM, JERRY | DIRECTOR |
LONG, DAVID | TRUSTEE |
VERSACE, KIMBERLY, MARIE | CHIEF COMPLIANCE OFFICER |
KASMARK, RAYMOND, EUGENE | DIRECTOR |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-05-02 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
2025-04-21 | $0.0 | $0.0 | 0% | 44 | 0 | 0% |
2024-04-02 | $0.0 | $0.0 | 0% | 48 | -4 | -8% |
2023-04-04 | $0.0 | $0.0 | 0% | 47 | -3 | -6% |
2022-04-01 | $0.0 | $0.0 | 0% | 51 | -7 | -14% |
2021-04-05 | $0.0 | $0.0 | 0% | 46 | -2 | -4% |
2020-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
2019-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
2018-04-02 | $0.0 | $0.0 | 0% | 30 | 14 | 47% |
2017-04-01 | $0.0 | $0.0 | 0% | 40 | 4 | 10% |
2016-04-01 | $0.0 | $0.0 | 0% | 45 | -1 | -2% |
2015-04-01 | $0.0 | $0.0 | 0% | 38 | 6 | 16% |
2014-04-01 | $0.0 | $0.0 | 0% | 41 | 3 | 7% |
2013-04-01 | $0.0 | $0.0 | 0% | 34 | 10 | 29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
DC, DC-02/22/2010 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV