NBW CAPITAL LLC
Latest filing: Mar 31, 2025 (108 days ago)
AUM
$622,398,083
18% change vs. 1 year ago
26% change vs. 3 years ago
58% change vs. 5 years ago
32% change vs. 10 years ago
Employee Count
9
0% change vs. 1 year ago
-10% change vs. 3 years ago
0% change vs. 5 years ago
-10% change vs. 10 years ago
Main Office
BOSTON, MA
211 CONGRESS STREET, BOSTON, MA, UNITED STATES, 2110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 237 | $0.3 |
| Average Individual AUM | $1,279,004 | |
| HNW | 15 | $0.1 |
| Average HNW AUM | $8,478,649 | |
| Retail Total | 252 | $0.4 |
| Average Retail AUM | $1,707,554 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | ORLANDO-FL-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 90% | $0.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 7% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL WHITNEY | BOSTON | MA | S63|1998-08-26 | CHARTERED FINANCIAL ANALYST | |||||
| BERNARD NIEDERMEYER | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| CHRISTOPHER BLAKELY | BOSTON | MA | S65|2002-01-17 | ||||||
| SEAN FITZGIBBON | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 18% | 9 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.2 | 36% | 10 | -1 | -10% |
| 2022-04-01 | $0.5 | $0.1 | 26% | 10 | -1 | -10% |
| 2021-04-05 | $0.4 | $0.2 | 62% | 10 | -1 | -10% |
| 2020-04-01 | $0.4 | $0.2 | 58% | 9 | 0 | 0% |
| 2019-04-01 | $0.3 | $0.3 | 82% | 9 | 0 | 0% |
| 2018-04-02 | $0.4 | $0.2 | 55% | 10 | -1 | -10% |
| 2017-04-01 | $0.4 | $0.2 | 66% | 10 | -1 | -10% |
| 2016-04-01 | $0.4 | $0.3 | 71% | 10 | -1 | -10% |
| 2015-04-01 | $0.5 | $0.2 | 32% | 10 | -1 | -10% |
| 2014-04-01 | $0.7 | -$0.1 | -8% | 8 | 1 | 12% |
| 2013-04-01 | $0.5 | $0.1 | 23% | 9 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-03/28/2024, CA-07/24/2008, CO-03/31/2025, FL-07/24/2008, IL-08/21/2008, LA-07/24/2008, MA-07/24/2008, ME-03/31/2025, MT-03/27/2013, NH-07/24/2008, NV-03/31/2025, NY-07/24/2008, TX-07/24/2008, VA-03/28/2024, WA-07/24/2008 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV