AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.3 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $1.5 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 91% | $1.3 |
| Cash | 0% | $0.0 |
| Other | 9% | $0.1 |
| Total | 100% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.5 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $1.5 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.0 | 1% | 5 | 0 | 0% |
| 2023-04-04 | $1.3 | $0.2 | 18% | 5 | 0 | 0% |
| 2022-04-01 | $1.2 | $0.3 | 25% | 5 | 0 | 0% |
| 2021-04-05 | $1.1 | $0.3 | 30% | 5 | 0 | 0% |
| 2020-04-01 | $1.1 | $0.4 | 40% | 5 | 0 | 0% |
| 2019-04-01 | $1.1 | $0.4 | 32% | 7 | -2 | -29% |
| 2018-04-02 | $1.1 | $0.4 | 37% | 7 | -2 | -29% |
| 2017-04-01 | $1.1 | $0.4 | 31% | 7 | -2 | -29% |
| 2016-04-01 | $1.0 | $0.5 | 45% | 6 | -1 | -17% |
| 2015-04-01 | $0.6 | $0.9 | 143% | 4 | 1 | 25% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CT, CT-01/30/2015 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV