NELSON CAPITAL MANAGEMENT, LLC
Latest filing: Mar 17, 2025 (111 days ago)
AUM
$711,678,397
12% change vs. 1 year ago
14% change vs. 3 years ago
5% change vs. 5 years ago
73% change vs. 10 years ago
Employee Count
10
0% change vs. 1 year ago
11% change vs. 3 years ago
25% change vs. 5 years ago
25% change vs. 10 years ago
Main Office
MENLO PARK, CA
545 MIDDLEFIELD ROAD, MENLO PARK, CA, UNITED STATES, 94025
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.0 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 20 | $0.0 |
| Average Individual AUM | $144,859 | |
| HNW | 169 | $0.6 |
| Average HNW AUM | $3,617,391 | |
| Retail Total | 189 | $0.6 |
| Average Retail AUM | $3,249,928 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.5 |
| U.S. BANCORP ADVISORS, LLC | PALM BEACH GARDENS-FL-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 63% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 19% | $0.1 |
| Sovereign | 2% | $0.0 |
| IG Credit | 12% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DARCY SMOOT | MENLO PARK | CA | S63|2009-06-05 | CHARTERED FINANCIAL ANALYST | |||||
| BROOKS NELSON | MENLO PARK | CA | S63|1984-06-01|S65|1996-03-05 | CHARTERED FINANCIAL ANALYST | |||||
| STEPHEN PHILPOTT | MENLO PARK | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| EVAN NELSON | MENLO PARK | CA | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.7 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.7 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 12% | 10 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.2 | 39% | 10 | 0 | 0% |
| 2022-04-01 | $0.6 | $0.1 | 14% | 9 | 1 | 11% |
| 2021-04-05 | $0.6 | $0.1 | 24% | 8 | 2 | 25% |
| 2020-04-01 | $0.7 | $0.0 | 5% | 8 | 2 | 25% |
| 2019-04-01 | $0.5 | $0.2 | 38% | 9 | 1 | 11% |
| 2018-04-02 | $0.5 | $0.2 | 37% | 9 | 1 | 11% |
| 2017-04-01 | $0.4 | $0.3 | 62% | 9 | 1 | 11% |
| 2016-04-01 | $0.4 | $0.3 | 74% | 9 | 1 | 11% |
| 2015-04-01 | $0.4 | $0.3 | 73% | 8 | 2 | 25% |
| 2014-04-01 | $0.4 | $0.4 | 99% | 6 | 4 | 67% |
| 2013-04-01 | $0.3 | $0.4 | 138% | 7 | 3 | 43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/02/2004, CO-03/27/2009, NE-03/10/2022, NH-02/25/2021, NY-03/16/2020, TX-03/17/2025, WA-03/07/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV