NEO-CRITERION CAPITAL LIMITED

Latest filing: Feb 05, 2025 (162 days ago)
View on IAPD
Adviser Website

AUM

$32,439,115
-10% change vs. 1 year ago
-99% change vs. 3 years ago
-99% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

7
-36% change vs. 1 year ago
-67% change vs. 3 years ago
-53% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

HONG KONG,
UNIT 1305, SPACES SUN HOUSE, HONG KONG, , HONG KONG

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NEO-CRITERION CAPITAL LIMITED $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

6 active

Name Title
LIU, JI MANAGING PARTNER, DIRECTOR AND CHIEF INVESTMENT OFFICER, 87% SHAREHOLDER OF KY CAPITAL HOLDINGS LIMITED
LIM, MENG TAT, NMN CHIEF EXECUTIVE OFFICER
PENG, YU CHEN SENIOR INVESTMENT ANALYST, VICE PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.0 $0.0 0% 7 0 0%
2025-04-21 $0.0 $0.0 0% 7 0 0%
2024-04-02 $0.0 $0.0 -10% 11 -4 -36%
2023-04-04 $1.3 -$1.2 -97% 20 -13 -65%
2022-04-01 $2.6 -$2.5 -99% 21 -14 -67%
2021-04-05 $3.6 -$3.6 -99% 21 -14 -67%
2020-04-01 $2.2 -$2.2 -99% 15 -8 -53%
2019-04-01 $1.5 -$1.5 -98% 15 -8 -53%
2018-04-02 $1.2 -$1.2 -97% 11 -4 -36%
2017-04-01 $0.4 -$0.3 -91% 11 -4 -36%
2016-04-01 $0.4 -$0.4 -92% 8 -1 -12%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV