NEPSIS, INC.
Latest filing: Mar 31, 2025 (76 days ago)
AUM
$497,803,635
42% change vs. 1 year ago
42% change vs. 3 years ago
138% change vs. 5 years ago
98% change vs. 10 years ago
Employee Count
43
87% change vs. 1 year ago
139% change vs. 3 years ago
153% change vs. 5 years ago
975% change vs. 10 years ago
Main Office
MINNEAPOLIS, MN
TWO MERIDIAN CROSSINGS, SUITE 400, MINNEAPOLIS, MN, UNITED STATES, 55423
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 752 | $0.2 |
| Average Individual AUM | $315,231 | |
| HNW | 108 | $0.3 |
| Average HNW AUM | $2,390,628 | |
| Retail Total | 860 | $0.5 |
| Average Retail AUM | $575,862 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEPSIS INSURANCE SERVICES, INC. | $0.0 | - | |
| NEPSIS ADVISOR SERVICES, INC. | $0.0 | 162340 | |
| NEPSIS TAX SOLUTIONS, LLC | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
19 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT LEWIS | MINNEAPOLIS | MN | S63|1995-11-16|S66|2006-08-07 | ||||||
| EDWARD STOBER | MINNEAPOLIS | MN | S63|1995-02-24|S65|2014-01-30 | ||||||
| DAVID CHRISTIANSON | MINNEAPOLIS | MN | S65|2016-11-21 | CERTIFIED FINANCIAL PLANNER | |||||
| NATHAN DIERCKS | MINNEAPOLIS | MN | S65|2023-05-09 | ||||||
| MATTHEW PEARSON | MINNEAPOLIS | MN | S65|2015-08-19 | ||||||
| KEVIN DISTAD | MINNEAPOLIS | MN | S66|2005-06-27 | ||||||
| JOSHUA ENGLUND | MINNEAPOLIS | MN | S66|2013-01-15 | ||||||
| MARK PEARSON | MINNEAPOLIS | MN | S63|1994-11-23|S65|2004-03-30 | ||||||
| DARRYL CHOUINARD | MINNEAPOLIS | MN | S66|2005-05-13 | ||||||
| DAVID PARADISE | MINNEAPOLIS | MN | S63|2014-01-29|S66|2020-01-31 | ||||||
| MATTHEW AUGSPURGER | MINNEAPOLIS | MN | S66|2008-10-25 | ||||||
| CHARLES ETZWEILER | MINNEAPOLIS | MN | S65|2005-03-26|S63|2015-12-18 | CERTIFIED FINANCIAL PLANNER | |||||
| TRENTON HAZEN | MINNEAPOLIS | MN | S63|2016-01-25|S65|2024-04-15 | ||||||
| CRAIG GOLDEN | MINNEAPOLIS | MN | S66|2021-05-01 | CHARTERED FINANCIAL ANALYST | |||||
| DERRICK DOERR | MINNEAPOLIS | MN | S63|2003-01-16 | PERSONAL FINANCIAL SPECIALIST | |||||
| KURT OBERMILLER | MINNEAPOLIS | MN | S63|2012-01-20 | ||||||
| JASON STROUGH | MINNEAPOLIS | MN | S65|2020-12-10 | ||||||
| THOMAS SCHMID | MINNEAPOLIS | MN | S63|2007-08-10|S65|2009-10-06 | ||||||
| JEFFREY AUGSPURGER | MINNEAPOLIS | MN | S63|1991-03-06|S65|1999-11-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 43 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 43 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 42% | 23 | 20 | 87% |
| 2023-04-04 | $0.3 | $0.2 | 67% | 19 | 24 | 126% |
| 2022-04-01 | $0.4 | $0.1 | 42% | 18 | 25 | 139% |
| 2021-04-05 | $0.4 | $0.1 | 35% | 18 | 25 | 139% |
| 2020-04-01 | $0.2 | $0.3 | 138% | 17 | 26 | 153% |
| 2019-04-01 | $0.2 | $0.3 | 120% | 17 | 26 | 153% |
| 2018-04-02 | $0.3 | $0.2 | 89% | 5 | 38 | 760% |
| 2017-04-01 | $0.3 | $0.2 | 84% | 4 | 39 | 975% |
| 2016-04-01 | $0.3 | $0.2 | 90% | 4 | 39 | 975% |
| 2015-04-01 | $0.3 | $0.2 | 98% | 4 | 39 | 975% |
| 2014-04-01 | $0.2 | $0.3 | 133% | 13 | 30 | 231% |
| 2013-04-01 | $0.2 | $0.3 | 169% | 13 | 30 | 231% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, AZ-02/16/2017, CA-09/08/2009, CO-02/16/2017, FL-11/12/2007, HI-01/11/2019, ID-03/24/2024, IL-02/14/2011, IN-03/24/2024, LA-01/18/2024, MN-07/17/2006, NC-01/08/2021, NE-02/17/2010, NY-03/24/2024, TX-02/16/2017, WA-02/14/2011, WI-06/27/2011 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV